282 results for Supervision

sufficient personnel to ensure prudent risk management and effective supervision of their activities.

convergent supervision by competent authorities. They are intended, in particular, to ensure

) ; The management of financial instruments held by members under conditions that preclude any right of supervision

Division in the International Affairs Directorate, Head of the Supervision Department in the Market

to complete most of its 2020 priorities under its #Supervision2022 five-year strategy, for example to support

as part of the AMF’s strategic plan #Supervision2022. 2021 Supervisory Priorities for the Autorité des

on the strategic objectives defined by the institution in its plan #Supervision2022. In a particularly challenging

… a similar function) in its jurisdiction where competent for supervision and enforcement pursuant to the relevant Laws … agreed upon for the purposes of cooperating in the supervision of an Entity with Cross Border Operations. … 24. Specific information For the purposes of on-going supervision of a specific Entity with Cross Border …