12 February 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information. … be sent immediately, in PDF format, to the AMF's Market Supervision Directorate via the Sesterce tool which ensures … regulations, in short … As part of its mission of market supervision and in accordance with Article L621-8-4 of the … |
09 February 2024 | AMF news release | AMF publishes an educational guide on companies’ climate transition plans prepared by its Climate and Sustainable Finance Commission In the run-up to the first publication of the transition plans required under the European directive on Corporate Sustainability Reporting (CSRD), this guide revisits the topic of transition plans for climate change mitigation, the importance of short- and medium-term targets, the allocation of resources to the plan and its governance. … European standards, which are very ambitious. Support and supervision are the two pillars of the AMF's work on … |
06 February 2024 | AMF news release | AMF encourages investment services providers to strengthen their procedures for handling client complaints In a series of short, thematic inspections carried out at five institutions, the AMF found a number shortcomings in terms of compliance with the applicable requirements. In a summary document, it revisits the regulations, explains its expectations, and highlights the good and poor practices observed. … thematic inspections (known as SPOT, which stands for Supervision of Operational and Thematic Practices), the AMF … their procedures for handling client complaints … Supervision … Investment services … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … conviction on a regular basis: the quality and rigour of supervision are essential assets for the competitiveness of a … the regulator, this means staying the course of demanding supervision. And the AMF will be there: Paris must continue … means using all our tools: monitoring, oversight, supervision, controls and investigations and, where … |
19 January 2024 | Annual Report | AMF Supervisory Priorities for 2024 In this document, the AMF presents the supervisory themes for the year 2023 for professionals subject to its supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market infrastructures, and the marketing of financial products. … themes for the year 2023 for professionals subject to its supervision. These priorities cover the following areas: … themes for the year 2023 for professionals subject to its supervision. These priorities cover the following areas: … … AMF Supervisory Priorities for 2024 … Strategy … Supervision … Annual report … |
19 January 2024 | Annual Report | AMF Action Plan and Supervisory Priorities for 2024 In this document, the AMF presents its action plan and supervisory priorities for 2024. In line with the "Impact 2027" strategic guidelines defined in 2023, these priorities reflect the AMF's commitment to protecting investors and enhancing the attractiveness of Paris as a financial centre through high-quality supervision. … of Paris as a financial centre through high-quality supervision. AMF Action Plan and Supervisory Priorities for … of Paris as a financial centre through high-quality supervision. … AMF Action Plan and Supervisory Priorities for … Plan and Supervisory Priorities for 2024 … Strategy … Supervision … Annual report … |
18 January 2024 | AMF news release | The AMF publishes its action plan and supervisory priorities for 2024 Marie-Anne Barbat-Layani, Chairwoman of the Autorité des marchés financiers (AMF), outlined the AMF’s priorities for the coming twelve months to the press, in line with the “Impact 2027” strategic guidelines defined in 2023. All these priorities reflect the AMF’s commitment to strive each day to protect investors and enhance the attractiveness of… … the Paris financial centre, the AMF will conduct rigorous supervision in 2024 based on its risk analysis. Two major … conduct; Market abuses prevention with traditional supervision of prevention and detection system; Governance … advice delivered on an automated basis to retail clients; Supervision activities within the “commercialisation … |
21 December 2023 | AMF news release | The AMF publishes summary of third thematic inspection of asset management companies' cybersecurity systems Cybersecurity is one of the main topic identified by the AMF within its risk mapping. With a view to implementing the European Digital Operational Resilience Act (DORA) and in line with its risk mapping, the AMF has examined the cyber risk supervision systems of five institutions in the light of their relationships with their main IT service… … with its risk mapping, the AMF has examined the cyber risk supervision systems of five institutions in the light of … with its risk mapping, the AMF has examined the cyber risk supervision systems of five institutions in the light of … of asset management companies' cybersecurity systems … Supervision … Asset management … |
21 December 2023 | Spot Inspections | Summary of SPOT inspections on asset management companies' cybersecurity measures No. 3 - 2023 As announced in its supervisory priorities for 2023, the Autorité des Marchés Financiers (AMF) has conducted a 3rd SPOT (Supervision of Operational and Thematic Practices) inspection campaign of the cybersecurity systems of 5 asset management companies (AMCs). This work is a continuation of the work carried out in 2019 and 2020 within the context… … des Marchés Financiers (AMF) has conducted a 3rd SPOT (Supervision of Operational and Thematic Practices) inspection … des Marchés Financiers (AMF) has conducted a 3rd SPOT (Supervision of Operational and Thematic Practices) inspection … cybersecurity measures No. 3 - 2023 … Asset management … Supervision … |
19 December 2023 | Public statements | Closing speech by Marie-Anne Barbat-Layani, AMF Chair - 20 years of the Autorité des Marchés Financiers - Thursday 23 November 2023 … and adapting all our tools: monitoring, surveillance, supervision, controls and, where necessary, sanctions. We … assumed identities and equip ourselves with monitoring and supervision tools for social media that allow us to use … using artificial intelligence-based tools for market supervision, and we are measuring their effectiveness. It can … |