29 October 2018 | Annual Report | AMF Annual Report 2017 The AMF works daily to carry out the various tasks entrusted to it by lawmakers, namely to protect savings invested in financial products, monitor the information provided to investors and ensure the orderly operation of the financial markets. Over the course of 2017, the AMF's activities in France and abroad were driven by four key convictions:… … convictions: promote the further integration of European supervision, facilitate the implementation of a secure … convictions: promote the further integration of European supervision, facilitate the implementation of a secure … |
23 October 2018 | News | Asset management: some reminders ahead of the 2018 post-summer holiday period Money market funds, securitisation: management companies need to prepare for new regulatory deadlines in the coming months. At the same time, the AMF intends to continue its support initiatives relating to the new markets in financial instruments framework, MiFID II. Overview of the main texts to watch out for, with Xavier Parain, deputy Secretary… … the markets in financial instruments is one of the AMF's supervision priorities for 2018, the first feedback on the … |
18 October 2018 | Spot Inspections | Summary of Spot Inspections on MIFID I / MIFID II clients' knowledge and experience As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out new types of inspection, known as SPOT (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices). Today it publishes the summary of five of these inspections, carried out at the beginning of 2018 and… … is carrying out new types of inspection, known as SPOT (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices). Today it publishes the summary of … is carrying out new types of inspection, known as SPOT (Supervision des Pratiques Opérationnelle et Thématique - … |
18 October 2018 | AMF news release | The AMF publishes the summary of five inspections carried out relating to clients' investment knowledge and experience At the beginning of the year, the Autorité des marchés financiers carried out a series of five theme-based inspections. On the strength of its observations, it has prepared a list of best practices and issues reminders of the rules to be applied. … is carrying out new types of inspection, known as SPOT (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices). Today it publishes the summary of … relating to clients' investment knowledge and experience … Supervision … Financial disclosures & corporate financing … |
01 October 2018 | Public statements | Speech of Robert Ophèle, AMF chairman - AFME Annual European Compliance and Legal Conference - London, 1 October 2018 … apply to them whatsoever. Instead, we fully defer the supervision of these firms' operations in the EU to … |
27 September 2018 | AMF news release | World Investor Week 2018: the AMF and international regulators will be welcoming investors from all over the world Organised by IOSCO (1) (the International Organization of Securities Commissions), in conjunction with several financial regulatory authorities, the 2017 World Investor Week succeeded in reaching out to more than 100 million individuals. The second edition of this international event will be held from 1 to 7 October 2018: a new occasion for the… … October, as well as a web conference on financial markets supervision, organised with the stock market school Ecole de … |
08 August 2018 | Multilateral MoU | Memorandum of understanding between: the Authority for the financial markets ('AFM' - The Netherlands), the Autorité des marchés financiers ('AMF' - France), the Central bank of Ireland ('CBI' Ireland), … - Belgium), regarding the co-ordinated regulation and supervision of the European regulated markets operated by the … - Belgium), regarding the co-ordinated regulation and supervision of the European regulated markets operated by the … ('CBI' Ireland), … Europe & international … Cooperation … Supervision … Markets … |
20 July 2018 | AMF news release | Nathalie Beaudemoulin appointed Coordinator for ACPR-AMF Joint Unit Nathalie Beaudemoulin, henceforth responsible for coordinating the Joint Unit tasked with the business practices watch and supervision missions of the two authorities, succeeds Claire Castanet, Head of Investor Relations at the AMF and Coordinator since 2016 (1). … of Nathalie Beaudemoulin, Director of Business Practices Supervision at the ACPR, as Coordinator of the Joint Unit … in the collection of customer information, the supervision of crowdfunding, and work on vulnerable … succeeded Olivier Fliche as Director of Business Practices Supervision at the ACPR. Nathalie Beaudemoulin joined Banque … |
05 July 2018 | | Article 316-7 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter I - Procedures for authorisation, programme of operations and passport > Section 1 - Authorisation and programme of operations > Sub-section 2 - Withdrawal of authorisation and deregistration … During this period: a) The company shall be put under the supervision of an administrator appointed by the AMF on the … During this period: a) The company shall be put under the supervision of an administrator appointed by the AMF on the … |
05 July 2018 | | Article 316-9 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter I - Procedures for authorisation, programme of operations and passport > Section 1 - Authorisation and programme of operations > Sub-section 3 - Resignations … During this period: a) The company shall be put under the supervision of an administrator appointed by the AMF on the … During this period: a) The company shall be put under the supervision of an administrator appointed by the AMF on the … |