21 December 2013 |
| Article 422-62 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 1 - Retail investment funds > Sub-section 4 - Calculation of aggregate risk > Paragraph 2 - Counterparty risk and issuer concentration… by a third-party depositary if it is subject to prudential supervision and has no link with the financial collateral … by a third-party depositary if it is subject to prudential supervision and has no link with the financial collateral … |
21 December 2013 |
| Article 422-246 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 4 - Real estate investment companies and forestry investment companies > Paragraph 3 - Provisions specific to forestry investment companies > Sub-paragraph 6 - Forestry appraisal… assets; The net value of other assets reported under the supervision of the statutory auditor. Each forestry property … assets; The net value of other assets reported under the supervision of the statutory auditor. Each forestry property … |
21 December 2013 |
| Article 425-14 Book IV - Collective investment products > Title II - AIFS > Chapter V - Financing vehicles > Section 2 - Provisions specific to securitisation vehicles… documents of the securitisation vehicle, under the supervision of the depositary. … … documents of the securitisation vehicle, under the supervision of the depositary. … Book IV - Collective … |
21 December 2013 |
| Article 425-15 Book IV - Collective investment products > Title II - AIFS > Chapter V - Financing vehicles > Section 2 - Provisions specific to securitisation vehicles… common fund, shall prepare and publish, under the supervision of the depositary of the securitisation entity … common fund, shall prepare and publish, under the supervision of the depositary of the securitisation entity … common fund, shall prepare and publish, under the supervision of the depositary of the securitisation entity … |
21 December 2013 |
| Article 422-105 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 1 - Retail investment funds > Sub-section 7 - Miscellaneous provisions > Paragraph 2 - Master and feeder retail investment funds… information exchange and assistance agreement for supervision of these master and feeder UCITS and AIFs, … information exchange and assistance agreement for supervision of these master and feeder UCITS and AIFs, … |
13 October 2013 | Policy | Position DOC-2013-16 The AMF applies all the guidelines issued by ESMA on the key concepts of the AIFMD (ESMA/2013/611). The AMF has incorporated these guidelines in a position clarifying the criteria that define an alternative investment fund (AIF). Accordingly, the provision clarifies the concepts of collective investment undertakings, capital-raising, the number-of…… conditions, depositaries, leverage, transparency and supervision, have the same meaning in these guide-lines. In … |
10 October 2013 | General regulation | General regulation of the AMF into force from 10/10/2013 to 20/12/2013 … . . . . . . . . . . . . . . . . . . . . . . 15 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 312 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 312 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
08 October 2013 | Policy | Position DOC-2013-14 The AMF applies all of the guidelines and recommendations issued by ESMA relating to the scope of the regulation on credit rating agencies (ESMA/2013/720). The AMF integrates them in a position which provides clarification on the registration of agencies and exemptions, on the scope of the private credit rating and also on modalities of…… third countries to perform activities that are subject to supervision by ESMA if this prevents ESMA from conducting … with the local competent regulators to ensure the adequate supervision of branches located outside the Union; c) prior … |
22 September 2013 | General regulation | General regulation of the AMF into force from 22/09/2013 to 09/10/2013 … . . . . . . . . . . . . . . . . . . . . . . 15 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 312 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 312 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
14 August 2013 | General regulation | General regulation of the AMF into force from 14/08/2013 to 21/09/2013 … . . . . . . . . . . . . . . . . . . . . . . 15 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 312 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 312 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02