14 August 2013 |
| Article 323-32 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 3 - Relations between the depositary and other service providers… regulation, including minimum own funds requirements, and supervision in the jurisdiction concerned and the third party … regulation, including minimum own funds requirements, and supervision in the jurisdiction concerned and the third party … |
14 August 2013 |
| Article 323-35 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 3 - Relations between the depositary and other service providers… of being subject to effective regulation and prudential supervision and to external periodic audit, as laid down in … of being subject to effective regulation and prudential supervision and to external periodic audit, as laid down in … |
14 August 2013 |
| Article 323-40 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 4 - Procedures for supervising compliance of the decisions made by the AIF or its asset management company… 323-40 … The depositary establishes and implements a supervision plan. The plan shall define the object, nature and frequency of supervision for this purpose. Supervision shall be carried out ex post and shall exclude … |
14 August 2013 |
| Article 320-4 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter V - Other provisions > Section 1 - Management of inside information and restrictions to be applied within the asset management companies of aifs > Sub-section 2 - Watch list… 320-4 … The asset management company shall exercise its supervision in accordance with the procedures set out in … … The asset management company shall exercise its supervision in accordance with the procedures set out in … |
14 July 2013 | General regulation | General regulation of the AMF into force from 14/07/2013 to 13/08/2013 … . . . . . . . . . . . . . . . . . . . . . . 14 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 285 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 285 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
08 July 2013 | Policy | Recommendation DOC-2010-07 … 2.2.7. Prohibition or close supervision of some transactions … o quarterly announcements. 2.1.7. Prohibition or close supervision of some transactions - The AMF has noted that … acted on the basis of objective facts. However, as regards supervision of the agent's trades, executives are free to … End of applicability on 03 July 2016 |
18 June 2013 | General regulation | General regulation of the AMF into force from 18/06/2013 to 13/07/2013 … . . . . . . . . . . . . . . . . . . . . . . 14 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 285 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 285 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
10 June 2013 | Multilateral MoU | Multilateral Memorandum of Understanding of IOSCO concerning Consultation and Cooperation and the Exchange of Information … of Information … Europe & international … Cooperation … Supervision … |
19 April 2013 | General regulation | General regulation of the AMF into force from 19/04/2013 to 17/06/2013 … . . . . . . . . . . . . . . . . . . . . . . 14 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 285 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 285 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
16 March 2013 | General regulation | General regulation of the AMF into force from 16/03/2013 to 18/04/2013 … . . . . . . . . . . . . . . . . . . . . . . 14 Chapter 3 - Supervision of persons referred to in section ii of article … . . . . . . . . . . . . . . . . . . . . 281 Chapter III - Supervision of the functioning of the MTF and its members . . … to some members of staff . . . . . . . . . 281 Section 2 - Supervision of MTF members . . . . . . . . . . . . . . . . . … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02