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Titre clair et concis du tableau04 July 2023 | Spot Inspections | Summary of SPOT inspections on the ESMA-coordinated supervisory action on the valuation of UCITS and AIFs (less liquid asset classes) As announced when presenting its supervision priorities for 2022, the Autorité des Marchés Financiers (AMF) took part in the ESMA-coordinated Common Supervisory Action (CSA) on the valuation of UCITS and AIFs. Following liquidity management in 2020 and costs and fees in 2021, the 2022 CSA focused on the valuation of less liquid asset classes. The… … … Télécharger le contenu As announced when presenting its supervision priorities for 2022, the Autorité des Marchés … … As announced when presenting its supervision priorities for 2022, the Autorité des Marchés … (less liquid asset classes) … Asset management … UCIT … Supervision … |
26 June 2023 | AMF news release | Impact 2027: six main strategic guidelines for 2023-2027 Marie-Anne Barbat-Layani, AMF Chair, presents the AMF's strategic guidelines for the coming years: be a demanding regulator for a leading financial centre, conduct strong international action, protect retail investors, promote more sustainable finance and support innovation. The AMF will also maintain an internal priority, as an essential basis… … in the deployment of regulatory standards, and in supervision. Thus, the AMF will be able to fully perform its … leading financial centre: … the AMF's strict practice of supervision to ensure orderly market functioning and … this objective, the AMF will continue to modernise its supervision facilities, including for its investigations and … |
26 June 2023 | Annual Report | Impact 2027: AMF presents its strategic orientations 2023-2027 The new AMF strategic orientations – Impact 2027 – come within a context marked by the constant increase in its duties. They have the ambition to make the AMF a regulator having a strong impact, both ahead of the enactment of legislation – often European – and in its roll-out, and also in its supervision practices and in the everyday activity … – often European – and in its roll-out, and also in its supervision practices and in the everyday activity Impact … – often European – and in its roll-out, and also in its supervision practices and in the everyday activity … Impact … |
12 June 2023 | News | MiFID II suitability assessment: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2019-03 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II suitability requirements. The AMF also updaties its Position-Recommendation DOC-2006-23 to extend the scope of these… … and foster greater convergence in their interpretation and supervision. They will accordingly strengthen investor … |
12 June 2023 | AMF news release | The AMF publishes a summary on the internal processes that aim to ensure compliance with non-financial contractual commitments by asset management companies of ESG/SRI funds The Autorité des Marchés Financiers has published a summary of a study and its findings following a series of short thematic inspections called SPOT. The study analyses the responses to a detailed questionnaire from 176 generalist portfolio asset management companies (AMCs) that have at least one contractual non-financial commitment for at least… … carried out an initial series of operational and thematic supervision of practices (SPOT) inspections of the SRI and … by asset management companies of ESG/SRI funds … Supervision … Asset management … Sustainable Finance … |
12 June 2023 | Spot Inspections | Summary of SPOT inspection on compliance with non-financial contractual commitments by portfolio asset management companies As announced by the Autorité des Marchés Financiers (AMF) in the presentation of its supervisory priorities for 2022, it has conducted a study and a SPOT inspection campaign (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices) on compliance with non-financial contractual commitments by funds … … it has conducted a study and a SPOT inspection campaign (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices) on compliance with non-financial … it has conducted a study and a SPOT inspection campaign (Supervision des Pratiques Opérationnelle et Thématique - … |
26 May 2023 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair, The AMF: "a pivotal position at the heart of financial regulation" - General Assembly of the French Association of Corporate Treasurers - 20 April 2023 … objectives in the interests of good regulation and quality supervision. We have done so in the past, during the … |
22 May 2023 | News | MiFID II remuneration requirements: the AMF applies the ESMA Guidelines The Autorité des Marchés Financiers (AMF) has published a Position DOC-2023-03 to incorporate the guidelines of the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II remuneration requirements. This position will come into force on October 3rd, 2023. … to promote greater convergence in their interpretation and supervision, emphasising a number of important issues. They … |
16 May 2023 | Policy | Instruction DOC-2014-01 … 1° Compliance and risk monitoring (in particular, supervision of compliance with laws and regulations, supervision of compliance with the investment management … The provider may elect to outsource some compliance supervision functions to an outside firm, but it remains … |
27 April 2023 | AMF news release | Provision of market data: the AMF conducts a series of SPOT inspections and identifies shortcomings in compliance with requirements The AMF has published a summary of the findings of a series of short, thematic inspections of four firms providing market data. Four years after the entry into force of the obligations imposed by the Markets in Financial Instruments Regulation (MiFIR), the AMF has identified shortcomings in their compliance with the requirements of the European… … identifies shortcomings in compliance with requirements … Supervision … MIFID … Financial services providers … |
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