Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Titre clair et concis du tableau01 January 2023 | | Article 421-13 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 1 - Marketing procedure in France > Paragraph 2 - Procedure for marketing aifs in france to retail investors … itself or by a third party subject to the regulations and supervision governing the tasks to be performed, or by both … itself or by a third party subject to the regulations and supervision governing the tasks to be performed, or by both … |
14 December 2022 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - AMF Annual Conference 2022: "New marketing practices for savings products" - Tuesday 22 November 2022, Pavillon Cambon … based its development on the integrity guaranteed by supervision of a high standard. During the parliamentary … questions about information, investor protection and supervision. The AMF has developed a strong relationship with … |
25 October 2022 | AMF news release | The AMF and the ACPR publish their third report on the monitoring and assessment of the climate commitments of Paris financial centre actors While the last two reports focused on assessing all the climate commitments made by financial institutions, this edition focuses on the governance of these commitments. The two Authorities also present their findings regarding fossil fuel policies. … to coal, oil and gas, based on a mix of declarative and supervision data, as it was done in previous editions. The … |
12 October 2022 | AMF news release | The AMF calls on investment fund depositaries to strengthen their arrangements for the onboarding and monitoring of asset management companies Following a series of short inspections of the practices of five depositaries of collective investments, the AMF has identified significant differences in the quality of the arrangements examined. It has outlined the good and poor practices observed in a summary document. … onboarding and monitoring of asset management companies … Supervision … UCIT … Asset management … |
12 October 2022 | Spot Inspections | Summary of SPOT inspections on the obligations incumbent on the depositaries of collective investments when entering into a relationship with and monitoring their client asset management companies In accordance with the supervision priorities of the Autorité des Marchés Financiers, a series of "SPOT" short thematic inspections concerning the obligations incumbent on the depositaries of collective investments when entering into a relationship with and monitoring their client asset management companies were carried out in the period from… … companies … Télécharger le contenu In accordance with the supervision priorities of the Autorité des Marchés … … In accordance with the supervision priorities of the Autorité des Marchés … |
12 October 2022 | Policy | Position DOC-2022-03 AMF Position DOC-2022-03 incorporates the ESMA guidelines on “certain aspects of the MiFID II appropriateness and execution-only requirements” (ESMA35-43-3006). The purpose of these Guidelines is to clarify the application of these requirements and foster greater European convergence, by focusing on a number of important issues. … to foster greater convergence in the interpretation and supervision of the MiFID II suitability requirements, … |
28 September 2022 | AMF news release | AMF and ACPR announce the withdrawal of BYKEPS SAS’s registration as a DASP The Board of the Autorité des Marchés Financiers (AMF) decided on 27 September 2022 to withdraw the registration obtained by BYKEP SAS as a digital asset service provider (DASP), with immediate effect. The procedure was initiated following an on-site inspection carried out by the Autorité de Contrôle Prudentiel et de Résolution (ACPR), which… … as a DASP … Crypto-assets … Anti-money Laundering … Supervision … |
31 August 2022 | News | The AMF urges market participants to notify it of any anomalies found in net short position notifications The European Regulation on short selling, which came into force on 1 November 2012, introduced transparency obligations for accumulated net short positions. These obligations are designed to support the regulator’s market supervision role and enable the market to monitor trends in short positions. Following the closing of an investigation into… … obligations are designed to support the regulator’s market supervision role and enable the market to monitor trends in … obligations are designed to support the regulator’s market supervision role and enable the market to monitor trends in … |
30 August 2022 | AMF news release | The AMF publishes a summary of its SPOT inspections on simple, transparent and standardised securitisation Three years after the entry into force of rules to manage the development of the securitisation market in Europe, the AMF has examined the practices of five sponsors, originator and arranger. It urges investment service providers to improve the quality of their “simple, transparent and standardised securitisation” labelling and control systems. … on simple, transparent and standardised securitisation … Supervision … |
30 August 2022 | Spot Inspections | Summary of SPOT inspections on simple, transparent and standardised (STS) securitisation In accordance with the supervision priorities of the Autorité des Marchés Financiers (AMF) for 2021, a series of short thematic “SPOT” inspections relating to simple, transparent and standardised securitisations (hereinafter "STS securitisations") were carried out from November 2021 to February 2022. These inspections took place within the… … … Télécharger le contenu In accordance with the supervision priorities of the Autorité des Marchés Financiers … … In accordance with the supervision priorities of the Autorité des Marchés Financiers … |
Revenir en haut de page