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Titre clair et concis du tableau24 July 2024 | Spot Inspections | Summary of SPOT inspections of the promotional materials for French and foreign collective investment schemes (CISs) marketed by distributors - focus on ESG aspects One of the key elements in retail investor protection is the dissemination of clear, accurate and non-misleading information to investors by market participants. This triple regulatory requirement applies to all the information that an investment services provider (hereinafter, "ISP") is liable to provide to its clients or prospective clients,… … - focus on ESG aspects … Financial services providers … UCIT … Marketing … |
15 July 2024 | Form/Reporting | Management companies and other services providers - management company passports - forms & declarations … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
25 June 2024 | Spot Inspections | Summary of SPOT inspections of financial management delegation arrangements at portfolio asset management companies As announced in its supervisory priorities for 2023 the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Supervision of Operational and Thematic Practices) inspection campaign of the financial management delegation arrangements of five portfolio asset management companies. These inspections simultaneously covered management delegations… … portfolio asset management companies … Asset management … UCIT … MIFID … |
18 June 2024 | Ombudsman’s Blog | UCITS: when a fund's outperformance gives rise to a significant increase in fees The fees associated with undertakings for collective investment in transferable securities (UCITS) often raise questions from investors, who are not always fully aware, at the time of subscription, of the potential fees associated with their investment.Given the wide range of fees that exist, it is crucial to understand the costs and fees that may… … gives rise to a significant increase in fees … UCIT … Fees … Disclosure Obligations … |
22 April 2024 | Policy | Instruction DOC-2011-19 - … UCITS marketed in France … Investment management companies UCIT Prospectus Policy The AMF details the rules that apply … of the European Directive 2009/65/EC (3) (b) and (c). For UCIT establishing performance fees amounting to more than 30% … objective and the risk/reward profile as defined in the UCIT prospectus. For UCITS marketed in other countries … |
22 April 2024 | Policy | Instruction DOC-2017-05 - … gate mechanisms … Investment management companies UCIT Policy Instruction DOC-2017-05 specifies procedures for … … Conditions for setting up redemption gate mechanisms … UCIT … |
28 March 2024 | Policy | Position - Recommendation DOC-2012-10 - … investment undertakings … Investment management companies UCIT Employee savings scheme Policy This page is not … … Guide relating to employee investment undertakings … UCIT … Employee savings scheme … |
06 March 2024 | Form/Reporting | Management companies and other services providers - contributions owing to the AMF: European Management Companies managing french UCITS or french AIF - forms & declarations … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
21 December 2023 | News | The AMF updates its policy on disclosures by collective investment schemes incorporating non-financial methods The AMF is updating its Position-Recommendation DOC-2020-03, which defines the disclosures to be made by collective investment schemes incorporating non-financial approaches, to expand its scope to Other AIFs listed as units of account (UA) in life insurance policies sold to non-professional clients in France. … incorporating non-financial methods … Asset management … UCIT … Collective investments … |
20 December 2023 | Policy | Position - Recommendation DOC-2020-03 - Information to be provided by collective investment schemes incorporating non-financial approaches Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and… … non-financial approaches … Professional investors UCIT Disclosure Obligations Collective investments Policy … … schemes incorporating non-financial approaches … UCIT … Disclosure Obligations … Collective investments … |
