Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Titre clair et concis du tableau16 February 2023 | Policy | Instruction DOC-2017-05 … gate mechanisms … Investment management companies UCIT Policy Instruction DOC-2017-05 specifies procedures for … … Conditions for setting up redemption gate mechanisms … UCIT … |
12 October 2022 | AMF news release | The AMF calls on investment fund depositaries to strengthen their arrangements for the onboarding and monitoring of asset management companies Following a series of short inspections of the practices of five depositaries of collective investments, the AMF has identified significant differences in the quality of the arrangements examined. It has outlined the good and poor practices observed in a summary document. … monitoring of asset management companies … Supervision … UCIT … Asset management … |
12 October 2022 | Spot Inspections | Summary of SPOT inspections on the obligations incumbent on the depositaries of collective investments when entering into a relationship with and monitoring their client asset management companies In accordance with the supervision priorities of the Autorité des Marchés Financiers, a series of "SPOT" short thematic inspections concerning the obligations incumbent on the depositaries of collective investments when entering into a relationship with and monitoring their client asset management companies were carried out in the period from… … and monitoring their client asset management companies … UCIT … AIFMD … |
01 August 2022 | | Article 321-47 Book III - Service providers > Title I ter - Asset management companies of UCITS > Chapter III - Organisational rules > Section 7 - Conflicts of interest > Sub-section 1 - Principles … order to detect conflicts of interest that could damage a UCIT' interests for the purposes of Article 321-46 , the … order to detect conflicts of interest that could damage a UCIT' interests for the purposes of Article 321-46 , the … |
23 May 2022 | Spot Inspections | Summary of SPOT inspections regarding the implementation in France of the ESMA-coordinated supervisory exercise on the costs and fees of UCITS marketed to retail clients As announced by the Autorité des Marchés Financiers (AMF) when it presented its supervisory priorities for 2021, the AMF took part in the joint supervisory exercise coordinated by ESMA on the costs and fees of UCITS marketed to retail clients (referred to in this document as retail UCITS). Specifically, based on a methodology defined by ESMA, the… … of UCITS marketed to retail clients … Asset management … UCIT … |
02 August 2021 | Policy | Position - Recommendation DOC-2014-04 Position DOC-2014-04 provides explanations on the definition of marketing in France of units or shares of UCITS and AIFs, and describes the various regimes applicable to marketing of such entities in France. … regimes in France … Investment management companies UCIT AIFMD Policy Position DOC-2014-04 provides explanations … and other investment fund marketing regimes in France … UCIT … AIFMD … |
20 May 2021 | AMF news release | The AMF publishes its findings after a European common supervisory action on liquidity management in UCITS The Autorité des Marchés Financiers (AMF) presents the findings of a supervisory exercise coordinated by ESMA on liquidity risk management in UCITS in France. Since proper consideration of liquidity risk is essential for UCITS, the AMF is asking asset management companies to strengthen their procedures, especially for UCITS with a particular… … management in UCITS … Supervision … Asset management … UCIT … |
20 May 2021 | Spot Inspections | Summary of AMF findings in the context of ESMA common supervisory action on liquidity risk management in UCITS As announced by the Autorité des Marchés Financiers when presenting its supervisory priorities for 2021, the AMF took part in the Common Supervisory Action on UCITS liquidity coordinated by ESMA. In practice, based on a methodology defined by ESMA, the AMF was able to (i) undertake a review of liquidity risk management… … on liquidity risk management in UCITS … Asset management … UCIT … |
16 March 2021 | Policy | Position - Recommendation DOC-2012-12 … A guide to fees … Investment management companies UCIT Policy Rebates on subscription/redemption fees and … … Investment management companies … A guide to fees … UCIT … |
04 February 2021 | Form/Reporting | Management companies and other services providers - Management company authorisation & changes: Authorisation application forms - Forms & declarations … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
Revenir en haut de page