19 April 2024 | Article | Photos & CVs … Treasury as Deputy to the Secretary General of the Club de Paris and later Deputy to the Head of the Energy, Mines … … Sophie Baranger joined the Commission des Opérations de Bourse in November 2000 as deputy head of the accounting … course at ESSEC Business School on change management in order to assist firms in their reorganisation and digital … |
15 January 2024 | News | Market manipulation identified and reported by the AMF sanctioned by the Paris Tribunal Correctionnel The Paris Tribunal Correctionnel (Criminal Court) has sanctioned a market manipulation case reported to the Financial Prosecutor (Parquet national financier) by the AMF. The court also approved four plea bargains (“Comparution sur reconnaissance préalable de culpabilité”, or “CRPC”). The AMF, which had joined the proceedings as a civil party, was…… Tribunal Correctionnel found Mr Nicolas Miguet, Quotidien de Paris éditions (QPE), the Association pour la … AMF on 20 November 2020 also targeted the broker Claresco Bourse and three of its managers and employees, Messrs. … Bourse: a €150,000 fine and a 3-year suspended ban on the order reception and transmission activity; for Mr Jean-Marc … |
26 July 2022 | Policy | Instruction DOC-2010-09 … of the following duly completed sections, presented in the order below and without reference to appendices. The first … Direction des relations avec les épargnants 17 place de la Bourse 75082 Paris Cedex 02 AMF Instruction DOC 2010-09 – … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over…… Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning … the SEC may, conditionally or unconditionally, issue an order with respect to the financial regulatory system of … Affairs Autorité des Marchés Financiers 17 place de la Bourse 75082 Paris Cedex 02 Tel.: +33 (0)1 53 45 63 56 … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over…… Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning … Authorities who will liaise with the Covered Firm in order to help solve issues resulting from such refusal. The … Affairs Autorité des Marchés Financiers 17 place de la Bourse 75082 Paris Cedex 02 Tel.: +33 (0)1 53 45 63 56 … |
25 February 2020 | Article | Disseminating regulated information You are a listed company and you want to know how to meet your obligations concerning the dissemination of regulated information? You want to appear on the list of information providers published by the AMF? We guide you.… sent to the AMF The contract The conditions to be met in order to register The application communication protocol for … des marchés financiers Direction des Emetteurs 17 place de la Bourse 75082 Paris Cedex 2, France … My contact at the AMF … … |
19 October 2019 | Bilateral MoU | FSB - 2000 - MoU on exchange of information 2000 - Memorandum of Understanding between the Commission des opérations de bourse (COB) and the Financial Services Board of South Africa (FSB)… of Understanding between the Commission des opérations de bourse (COB) and the Financial Services Board of South Africa … To the extent available to the Requesting Authority and in order to facilitate the Requested Authority's work, the … |
17 July 2019 | Article | Personal data protection Policy The Autorité des Marchés Financiers (hereinafter also referred to as "the AMF") ensures compliance with European Regulation n° 2016/679 on the protection of natural persons with regard to the processing of personal data ("GDPR") and with the French Data Protection Act No. 78-17 of 6 January 1978, the provisions of which have been rewritten by…… … The Autorité des Marchés Financiers (the AMF) (17 place de la Bourse 75002 Paris) is the data controller for your data. … entered into with you or the entity for which you work, in order to provide us with all the information needed to take … |
23 April 2019 | Policy | Instruction DOC-2019-05 Instruction 2019-05 clarifies the conditions for the recognition of foreign markets. The revised procedure specifies that a foreign market does not require any recognition provided that non-professional clients are not solicited to carry out transactions on financial instruments tradable within it, either directly or indirectly through a market…… Section 3.4. for the list of documents to be attached). In order to expedite the process, it is advisable to copy the … for the Economy and Finance Monsieur/Madame le Ministre de l’Economie et des Finances 139, rue de Bercy 75572 PARIS … Markets Autorité des Marchés Financiers 17 Place de la Bourse 75082 PARIS CEDEX 2 FRANCE … DOC-2019-05 … Procedure … |
21 December 2018 | Bilateral MoU | Fintech cooperation agreement AMF - FSC (2018) 2018 - Fintech cooperation agreement between the Autorités des marchés financiers (AMF) and the Financial Services Commission Mauritius (FSC)… stronger cooperation between national authorities in order to facilitate the performance of their missions, In … from the merger between the Commission des Opérations de Bourse (COB), the Conseil des Marchés Financiers (CMF) and … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02