08 October 2024 | Policy | Position - Recommendation DOC-2012-19 - … threshold3 and whose unitholders and shareholders are all professional investors under 1 Articles L. 214-24 I of the … position – Terms and conditions for the implementation of obligations pertaining to accounts reporting to the AMF in … 2 - European UCITS and AIFs available to non-professional clients 3 - European AIFs for professional … |
19 September 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines Sogenial Immobilier and its chairman a total of €180,000 In its decision of 12 September 2024, the Enforcement Committee fined Sogenial Immobilier, an asset management company, and its chairman, Jean-Marie Souclier, €150,000 and €30,000 respectively for breaches of their professional obligations. … €150,000 and €30,000 respectively for breaches of their professional obligations. The AMF Enforcement Committee fines Sogenial … €150,000 and €30,000 respectively for breaches of their professional obligations. … The AMF Enforcement Committee … |
09 September 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. … of 9 December 2020 (see Read More), DASPs must fulfil all obligations regarding anti-money laundering, combating the … notably comply with the following conditions: either have professional indemnity insurance or a minimum amount of own … |
14 August 2024 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance. … , as part of the first year of application of these obligations arising from Article 8 of the European Taxonomy … investments - July 2023 In 2021, the The AMF tightens the professional certification requirements for sustainable … improve the quality of the reports. 3rd quarter 2024 … Professional guide: AMF generalist and sustainable finance … |
26 July 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy. … of meetings (schedule, minutes, follow-up, confidentiality obligations). … Members … Each commission has a chair … Each … in management or market operation, representatives from professional associations or investor advocacy groups, the … in management or market operation, representatives from professional associations or investor advocacy groups, the … |
25 July 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines an issuer and two of its former directors at the time of the facts for market manipulation by disseminating false or misleading information. It also fined one of the directors for insider trading breaches In its decision of 19 July 2024, the Commission imposed a fine of €150,000 on Parrot for a breach due to market manipulation by disseminating false or misleading information. It found that this breach was attributable to Mr Henri Seydoux and Mr Gilles Labossière and imposed a fine of €60,000 on Mr Henri Seydoux and a fine of €210,000 on Mr Gilles… … not have two operating segments, "Consumer Drones" and "Professional Drones", and that it was therefore not required, … trading breaches … Enforcement Committee news releases … Professional investors … The AMF Enforcement Committee fines … trading breaches … Sanctions & settlements … Disclosure Obligations … |
17 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 11 July 2024, the Enforcement Committee issued a warning to Inter Gestion REIM and its directors, Gilbert Rodriguez and Jean-François Talon. It also imposed a fine of €300,000 on Inter Gestion REIM, €50,000 on Mr Rodriguez and €15,000 on Mr Talon. … management company and its directors for breaches of their professional obligations … The Committee first held that Inter Gestion … management company and its directors for breaches of their professional obligations … … |
25 June 2024 | Spot Inspections | Summary of SPOT inspections of financial management delegation arrangements at portfolio asset management companies As announced in its supervisory priorities for 2023 the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Supervision of Operational and Thematic Practices) inspection campaign of the financial management delegation arrangements of five portfolio asset management companies. These inspections simultaneously covered management delegations… … conferred, insofar as these are based on dedicated professional obligations. Summary of SPOT inspections of financial … conferred, insofar as these are based on dedicated professional obligations. … Summary of SPOT inspections of … |
24 June 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breaches of their professional obligations In its decision of 12 June 2024, the Enforcement Committee reprimanded each of the respondents, Activ Finance Conseils and its director at the time of the events, Céline Géhin. It also imposed a fine of €10,000 on Activ Finance Conseils. … investment advisor and its director for breaches of their professional obligations … The Committee first found that Activ Finance … investment advisor and its director for breaches of their professional obligations … … |
22 April 2024 | Policy | Instruction DOC-2011-20 - … retail investment funds, funds of alternative funds and professional retail investment funds … Investment management … retail investment funds, funds of alternative funds and professional retail investment funds AMF instruction – … requirements applying to management companies and meet the obligations applicable to these companies. They must … |
