30 December 2024 | Policy | Position - Recommendation DOC-2020-03 - … schemes incorporating non-financial approaches … Professional investors UCIT Disclosure Obligations Collective investments Policy … Textes de … and "Other AIFs" when the latter have at least one non-professional unitholder or shareholder3; - the entities … |
20 December 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information.… in short … MiFID II (Article 26 of MiFIR) strengthens the obligations for reporting transactions to the regulator, with … ("FRA"). … The AMF assists you … To help you meet your obligations, the AMF provides you with a template for the … and anyone who organises or executes transactions on a professional basis are obliged to report to the AMF any … |
18 December 2024 | Policy | Position - Recommendation DOC-2012-19 - … threshold3 and whose unitholders and shareholders are all professional investors under 1 Articles L. 214-24 I of the … position – Terms and conditions for the implementation of obligations pertaining to accounts reporting to the AMF in … 2 - European UCITS and AIFs available to non-professional clients 3 - European AIFs for professional … |
17 December 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF.… of 9 December 2020 (see Read More), DASPs must fulfil all obligations regarding anti-money laundering, combating the … notably comply with the following conditions: either have professional indemnity insurance or a minimum amount of own … |
29 November 2024 | In-depth | The European regulation Markets in Crypto-Assets (MiCA) Crypto-asset services requiring authorisation, obligations to be met, procedures for submitting a crypto-asset service provider (CASP) application, notification of offers to the public and admission to trading of crypto-assets, provisions relating to market abuse: in this "in-depth" you will find the main provisions of the European regulation on…… provide one or more crypto-asset services to clients on a professional basis, and which is authorised to provide such … … MiCA requirements for CASPs … CASPs will be subject to obligations common to all the services provided as well as specific obligations for each service. Service providers authorised … |
21 November 2024 | Ombudsman’s Blog | Early closure of an ETF: rights and obligations of the distributor and fund management company Since the beginning of 2024, the AMF's Active Retail Investor Dashboard has seen a sharp rise in the number of investors who have bought or sold exchange-traded funds (ETFs). These investors should be aware, as the dossier I am presenting this month illustrates, that the investment management company can decide to liquidate an ETF early, at any…… Early closure of an ETF: rights and obligations of the distributor and fund management company … … to her request to transfer to another similar ETF, the professional pointed out that this was not offered in the … unitholders. For the investment management company: If the professional wishes to liquidate the fund, they must submit a … |
08 November 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor, two asset management companies and their directors, and a credit institution a total of €5,670,000 In its decision of 4 November 2024, the Enforcement Committee imposed fines of between €30,000 and €2,000,000 and disciplinary sanctions on Smart Tréso Conseil and its directors Jean-Yves Bajon and Romain Bertrand, Entrepreneur Invest and its director Frédéric Zablocki, Eurotitrisation and its directors Julien Leleu and Edith Lusson, and CACEIS…… held that all of the respondents had breached their professional obligations in connection with the fund's activities. Among … the fund, had failed to act in an honest, fair and professional manner by continuing to market the fund, even … |
19 September 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines Sogenial Immobilier and its chairman a total of €180,000 In its decision of 12 September 2024, the Enforcement Committee fined Sogenial Immobilier, an asset management company, and its chairman, Jean-Marie Souclier, €150,000 and €30,000 respectively for breaches of their professional obligations. … €150,000 and €30,000 respectively for breaches of their professional obligations. The AMF Enforcement Committee fines Sogenial … €150,000 and €30,000 respectively for breaches of their professional obligations. … The AMF Enforcement Committee … |
14 August 2024 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance.… , as part of the first year of application of these obligations arising from Article 8 of the European Taxonomy … investments - July 2023 In 2021, the The AMF tightens the professional certification requirements for sustainable … of three supervisory initiatives on sustainable finance … Professional guide: AMF generalist and sustainable finance … |
26 July 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy.… of meetings (schedule, minutes, follow-up, confidentiality obligations). … Members … Each commission has a chair … Each … in management or market operation, representatives from professional associations or investor advocacy groups, the … in management or market operation, representatives from professional associations or investor advocacy groups, the … |
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