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III - Providers
III. 1 - Investment services providers
III. 1.2. Organisational rules
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
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From 14 December 2017 to 25 June 2018 | Instruction DOC-2006-09
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
From 27 May 2014 to 13 December 2017 | Instruction DOC-2006-09
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
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From 03 May 2012 to 26 May 2014 | Instruction DOC-2006-09
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
This page is not available in English.
From 10 January 2008 to 02 May 2012 | Instruction DOC-2006-09
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
This page is not available in English.
From 23 November 2006 to 09 January 2008 | Instruction DOC-2006-09
Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers
This page is not available in English.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02