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IV - Marketing - Customer relationship
IV. 1 - General provisions
- Applicable from 1 January 2024
- Position - Recommendation DOC-2006-23
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From 21 January 2014 to 22 October 2018 | Position - Recommendation DOC-2006-23
Questions and answers on the rules that apply to financial investment advisers
These questions and answers aim to clarify the activities that do and do not fall under the status of financial investment adviser, some of its requirements (including in the event of a significant relationship with a direct marketer) and the conditions surrounding direct marketing of banking or financial products for an advice service.
Reference texts
From 22 September 2006 to 20 January 2014 | Position DOC-2006-23
Questions and answers on the rules that apply to financial investment advisers
These questions and answers aim to clarify the activities that do and do not fall under the status of financial investment adviser, some of its requirements (including in the event of a significant relationship with a direct marketer) and the conditions surrounding direct marketing of banking or financial products for an advice service.
Reference texts
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02