- Applicable from 1 January 2023
- Position - Recommendation DOC-2007-25
Q&A on the rules of conduct applicable to investment services providers
The purpose of this Position-Recommendation is to answer questions that market professionals may have about the rules of conduct applicable to ISPs. It provides clarification on four topics: client categorisation, information provided to clients, agreements to be entered into, and suitability assessment.
From 17 December 2020 to 31 December 2022 | Position - Recommendation DOC-2007-25
From 23 October 2007 to 16 December 2020 | Position - Recommendation DOC-2007-25
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02