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Authorisation procedure for investment management companies, disclosure obligations and passporting
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This version of the document is not translated in English
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From 16 May 2023 to 27 March 2024 | Instruction DOC-2008-03
Consult online policy
This version of the document is not translated in English
From 16 February 2023 to 15 May 2023 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
From 23 June 2021 to 15 February 2023 | Instruction DOC-2008-03
From 11 January 2021 to 22 June 2021 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
Reference texts
From 09 May 2018 to 10 January 2021 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
Reference texts
Annexes
- Authorisation application forms: Annexes 1.1 to 3.2 of AMF Instruction DOC-2008-03
- Additional application forms: Annexes 1.2 to 1.9 of AMF Instruction DOC-2008-03
- Changes to management companies: Annex 4 of AMF Instruction DOC-2008-03
- Management company passports: Annexes 6.1 and 6.2 of AMF Instruction DOC-2008-03
- Major shareholding disclosure form: Annex 5 of AMF Instruction DOC-2008-03
From 31 January 2018 to 08 May 2018 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
Reference texts
Annexes
- Authorisation application forms: Annexes 1.1 to 3.2 of AMF Instruction DOC-2008-03
- Additional application forms: Annexes 1.2 to 1.9 of AMF Instruction DOC-2008-03
- Changes to management companies: Annex 4 of AMF Instruction DOC-2008-03
- Management company passports: Annexes 6.1 and 6.2 of AMF Instruction DOC-2008-03
- Major shareholding disclosure form: Annex 5 of AMF Instruction DOC-2008-03
From 01 January 2018 to 30 January 2018 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.This document has not been updated for the laws and regulations that transpose MIF 2 and legally separate investment firms from asset management companies. The update will take place in the near future.
Reference texts
Annexes
- Authorisation application forms: Annexes 1.1 to 3.2 of AMF Instruction DOC-2008-03
- Additional application forms: Annexes 1.2 to 1.9 of AMF Instruction DOC-2008-03
- Changes to management companies: Annex 4 of AMF Instruction DOC-2008-03
- Management company passports: Annexes 6.1 to 6.3 of AMF Instruction DOC-2008-03
- Major shareholding disclosure form: Annex 5 of AMF Instruction DOC-2008-03
From 27 November 2017 to 31 December 2017 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
Reference texts
Annexes
- Authorisation application forms: Annexes 1.1 to 3.2 of AMF Instruction DOC-2008-03
- Additional application forms: Annexes 1.2 to 1.9 of AMF Instruction DOC-2008-03
- Changes to management companies: Annex 4 of AMF Instruction DOC-2008-03
- Management company passports: Annexes 6.1 to 6.3 of AMF Instruction DOC-2008-03
- Major shareholding disclosure form: Annex 5 of AMF Instruction DOC-2008-03
From 13 October 2014 to 26 November 2017 | Instruction DOC-2008-03
This version of the document is not translated in English
Reference texts
Annexes
- Authorisation application forms: Annexes 1.1 to 3.2 of AMF Instruction DOC-2008-03
- Additional application forms: Annexes 1.2 to 1.9 of AMF Instruction DOC-2008-03
- Changes to management companies: Annex 4 of AMF Instruction DOC-2008-03
- Management company passports: Annexes 6.1 to 6.3 of AMF Instruction DOC-2008-03
- Major shareholding disclosure form: Annex 5 of AMF Instruction DOC-2008-03
From 27 June 2014 to 12 October 2014 | Instruction DOC-2008-03
From 10 January 2014 to 26 June 2014 | Instruction DOC-2008-03
The AMF gives details of the autorisation procedures and process for investment management companies, certain disclosure obligations and passporting procedures for French investment management companies and foreign management companies.
Reference texts
- Article 311-1 of the General Regulation
- Article 311-2 of the General Regulation
- Article 311-3 of the General Regulation
- Article 311-7 of the General Regulation
- Article 311-7-1 of the General Regulation
- Article 313-53-1 of the General Regulation
- Article 316-3 of the General Regulation
- Article 316-4 of the General Regulation
- Article 316-5 of the General Regulation
- Article 316-10 of the General Regulation
- Article 318-1 of the General Regulation
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02