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III - Providers
III. 1 - Investment services providers
III. 1.1. Authorisation / Programme of operations / Passport
Questions and answers on the concept of investment service of investment advice
  • Applicable from 18 October 2019
  • Position - Recommendation DOC-2008-23

Questions and answers on the concept of investment service of investment advice

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Summary

These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.

Reference texts