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III - Providers
III. 1 - Investment services providers
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Questions and answers on the concept of investment service of investment advice
Questions and answers on the concept of investment service of investment advice
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Summary
These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.
Reference texts
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From 18 October 2019 to 12 February 2024 | Position - Recommendation DOC-2008-23
Questions and answers on the concept of investment service of investment advice
These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.
Reference texts
From 29 July 2014 to 17 October 2019 | Position - Recommendation DOC-2008-23
Questions and answers on the provision of an investment service of investment advice
This version does not exist in English
From 09 December 2009 to 28 July 2014 | Position - Recommendation DOC-2008-23
Questions and answers on the provision of an investment service of investment advice
These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.
Reference texts
Keywords
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02