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IV - Marketing - Customer relationship
IV. 2 - Specific provisions applicable to certain products
  • Applicable from 8 October 2018
  • Position DOC-2010-05

Marketing of complex financial instruments

Document

Summary

As structured funds and complex debt securities present risks that retail clients cannot easily understand, the AMF reminds professionals (investment services providers, financial investment advisers and direct marketers) of their obligations when marketing these products, and lays down four criteria for appraising mis-selling risks.

Reference texts