Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

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II - Investment products

II. 1 - Collective investment schemes (CISs)

II. 1.3. Specific provisions applicable to CISs open to all subscribers

II. 1.3.4. Specific provisions applicable to employee investment undertakings

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Instruction DOC-2011-21 outlines the rules that apply to employee investment undertakings (FCPE or SICAVAS) regarding the authorisation process, the drawing up of a key investor information document (KIID) and prospectus, and periodic disclosure. Information is provided about the formation of an employee investment undertaking, any changes during the life of an employee investment undertaking (changes subject to pre-approval or changes subject to ex-post notification) and the means by which information is provided to subscribers and the AMF.

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From 01 September 2021 to 05 October 2022 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 10 July 2020 to 15 March 2021 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 07 May 2020 to 09 July 2020 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 11 March 2020 to 06 May 2020 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 26 November 2019 to 10 March 2020 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 26 April 2018 to 25 November 2019 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 15 March 2017 to 25 April 2018 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 08 November 2016 to 14 March 2017 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 14 March 2016 to 07 November 2016 | Instruction DOC-2011-21 Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

From 08 January 2015 to 13 March 2016 | Instruction DOC-2011-21 Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'épargne salariale

From 23 May 2014 to 07 January 2015 | Instruction DOC-2011-21 Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'épargne salariale

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