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II - Investment products
II. 1 - Collective investment schemes (CISs)
II. 1.3. Specific provisions applicable to CISs open to all subscribers
II. 1.3.2. Specific provisions applicable to Funds open to non-professional investors
  • Applicable from 1 December 2015
  • Position - Recommendation DOC-2012-11

Guide for retail and professional private equity funds



DOC-2012-11 covers maturity management and liquidation procedures for retail private equity funds. It also provides professional private equity funds with specific details of the due diligence required when their assets are fully invested in a sole entity established under foreign law, on the conditions under which their management company can conclude liability guarantees on their behalf, on the lockup period and on the dissolution and liquidation procedure.

Reference texts