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From 12 February 2013 to 05 November 2014 | Position - Recommendation DOC-2013-04
AMF guidelines on the concept of third party introducer with regard to the fight against money laundering and terrorist financing
The purpose of these guidelines is to set out the conditions for implementation of the legal and regulatory provisions relating to the notion of third party introducer with regard to the fight against money laundering and terrorist financing, with which the entities referred to in 6° of article L. 561-2 of the Monetary and Financial Code and subject to the control of the AMF must comply.
Reference texts
- Article L.561-7 of the Monetary and Financial Code (in French only)
- Article R.561-13- I of the Monetary and Financial Code (in French only)
- Article 315-55 of the General Regulation
- Article 321-31 of the General Regulation
- Article 321-48 of the General Regulation
- Article 321-57 of the General Regulation
- Article 325-12 of the General Regulation
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02