Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
- Home
- Regulation
- Policy
- DOC-2013-10
III - Providers
III. 1 - Investment services providers
III. 1.3. Rules of conduct
Inducements and fees received in connection with the distribution and discretionary management of financial instruments
- Applicable from 22 April 2025 to 31 December 2026
- Position - Recommendation DOC-2013-10
Inducements and fees received in connection with the distribution and discretionary management of financial instruments
Document
Summary
Position-Recommendation DOC-2013-10 clarifies the application of the regime governing inducements and fees received in connection with the distribution and discretionary management of financial instruments.
Reference texts
- Article L. 533-10 II 3° of the Monetary and Financial Code (in French only)
- Article L. 533-12-4 of the Monetary and Financial Code (in French only)
- Article L. 542-1 of the Monetary and Financial Code (in French only)
- Articles 314-13 to 314-20 of the General Regulation
- Article 325-16 of the General Regulation
- Articles 33 to 34 of Delegated Regulation (EU) 2017/565
Upcoming version
Position-Recommendation DOC-2013-10 clarifies the application of the regime governing inducements and fees received in connection with the distribution and discretionary management of financial instruments.
Reference texts
- Article L. 533-10 II 3° of the Monetary and Financial Code (in French only)
- Article L. 533-12-4 of the Monetary and Financial Code (in French only)
- Article L. 542-1 of the Monetary and Financial Code (in French only)
- Articles 314-13 to 314-20 of the General Regulation
- Article 325-16 of the General Regulation
- Articles 33 to 34 of Delegated Regulation (EU) 2017/565
Archives
This page is not available in English at the moment.
This page is not avaiable in English.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02