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- DOC-2013-12
IV - Marketing - Customer relationship
IV. 2 - Specific provisions applicable to certain products
- Applicable from 8 December 2025
- Position DOC-2013-12
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The purpose of this position is to prevent the risk of mis-selling 'guaranteed' UCITS or AIFs, as well as structured debt securities presenting similar characteristics issued by special purpose entities, to the public.The AMF points out that if the guarantee of the formula result or of the capital is not provided by an authorised entity, there is a risk that retail clients may misunderstand the risks.
Reference texts
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02