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IV - Marketing - Customer relationship
IV. 2 - Specific provisions applicable to certain products
Procedure for marketing units or shares of AIFs
Procedure for marketing units or shares of AIFs
Document
Summary
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
Archives
From 26 June 2018 to 01 August 2021 | Instruction DOC-2014-03
Procedure for marketing units or shares of AIFs
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
Annexes
- Notification file for marketing in France of units or shares of AIFs of the European Union (France included) managed by an asset management company authorised in France
- Notification letter to be completed prior to marketing units or shares of a European Union AIF managed by an asset management company authorised in France in a European Member State other than France
- Items to be attached to the file referred to in Annex 2-1 for each AIF
- Authorisation application file for marketing in France of third country AIFs or AIFs managed by a manager established in a third country
From 25 September 2017 to 25 June 2018 | Instruction DOC-2014-03
Procedure for marketing units or shares of AIFs
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
Annexes
- Notification file for marketing in France of units or shares of AIFs of the European Union (France included) managed by an asset management company authorised in France
- Notification letter to be completed prior to marketing units or shares of a European Union AIF managed by an asset management company authorised in France in a European Member State other than France
- Items to be attached to the file referred to in Annex 2-1 for each AIF
- Authorisation application file for marketing in France of third country AIFs or AIFs managed by a manager established in a third country
From 26 June 2015 to 24 September 2017 | Instruction DOC-2014-03
Procedure for marketing units or shares of AIFs
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
Annexes
- Notification file for marketing in France of units or shares of AIFs of the European Union (France included) managed by an asset management company authorised in France
- Notification letter to be completed prior to marketing units or shares of a European Union AIF managed by an asset management company authorised in France in a European Member State other than France
- Items to be attached to the file referred to in Annex 2-1 for each AIF
- Authorisation application file for marketing in France of third country AIFs or AIFs managed by a manager established in a third country
From 08 January 2015 to 25 June 2015 | Instruction DOC-2014-03
Procedure for marketing units or shares of AIFs
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
- Article 421-1 of General Regulation
- Article 421-13 of General Regulation
- Article 421-14 of General Regulation
Annexes
- Notification file for marketing in France of units or shares of AIFs of the European Union (France included) managed by an asset management company authorised in France
- Notification letter to be completed prior to marketing units or shares of a European Union AIF managed by an asset management company authorised in France in a European Member State other than France
- Items to be attached to the file referred to in Annex 2-1 for each AIF
- Authorisation application file for marketing in France of third country AIFs or AIFs managed by a manager established in a third country
From 30 June 2014 to 07 January 2015 | Instruction DOC-2014-03
Procedure for marketing units or shares of AIFs
Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.
Reference texts
- Article 421-1 of General Regulation
- Article 421-13 of General Regulation
- Article 421-14 of General Regulation
Annexes
- Notification file for marketing in France of units or shares of AIFs of the European Union (France included) managed by an asset management company authorised in France
- Notification letter to be completed prior to marketing units or shares of a European Union AIF managed by an asset management company authorised in France in a European Member State other than France
- Items to be attached to the file referred to in Annex 2-1 for each AIF
- Authorisation application file for marketing in France of third country AIFs or AIFs managed by a manager established in a third country
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02