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  • Applicable from 1 January 2015 to 7 February 2020
  • Position - Recommendation DOC-2014-05

Agreements on the distribution of financial instruments



The legislative and regulatory provisions governing agreements drawn up between the manufacturers of financial instruments and the distributors of such instruments cover the validation of promotional communications and the transmission of information about the product being marketed. These agreements are a way of enabling better client protection as they provide for the dissemination of clear, accurate information about the product and the provision of suitable advice. Position-recommendation DOC-2014-05 specifies the content of these agreements.

Reference texts