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III - Providers
III. 4 - Crowdfunding
Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers
Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers
Document
Summary
Pending AMF authorisation of one or more associations of crowdfunding investment advisers (CIAs), the AMF shall review the professional skills and ability of applicants to comply with the business conduct and organisational rules provided for in the AMF General Regulation. The AMF will conduct its review on the basis of an application file whose content requirements are specified in Instruction DOC-2014-11.
Reference texts
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From 15 November 2016 to 05 September 2019 | Instruction DOC-2014-11
Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers
Pending AMF authorisation of one or more associations of crowdfunding investment advisers (CIAs), the AMF shall review the professional skills and ability of applicants to comply with the business conduct and organisational rules provided for in the AMF General Regulation. The AMF will conduct its review on the basis of an application file whose content requirements are specified in Instruction DOC-2014-11.
Reference texts
From 01 October 2014 to 14 November 2016 | Instruction DOC-2014-11
Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02