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III - Providers
III. 1 - Investment services providers
III. 1.3. Rules of conduct
Future performance simulations
Future performance simulations
Document
Summary
Recommendation DOC-2017-07 recalls the legislative and regulatory provisions that apply to investment service providers, crowdfunding investment advisers and financial investment advisers. It also set out recommendations on investor information on performance simulation tools and technical aspects to designing these simulation tools.
Reference texts
- Article L. 533-12 of the Monetary and Financial code (in french only)
- Articles 44 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
- Articles 325-12 and 325-52 of the General Regulation
Archives
From 22 May 2017 to 25 June 2018 | Recommendation DOC-2017-07
Future performance simulations
Recommendation DOC-2017-07 recalls the legislative and regulatory provisions that apply to investment service providers, crowdfunding investment advisers and financial investment advisers. It also set out recommendations on investor information on performance simulation tools and technical aspects to designing these simulation tools.
Reference texts
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02