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Guidelines on risk factors
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Summary
The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset management and investment advisory services, as well as collective management.
Reference texts
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From 24 November 2021 to 11 March 2024 | Position DOC-2019-14
The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset management and investment advisory services, as well as collective management.
Reference texts
From 29 November 2019 to 23 November 2021 | Position DOC-2019-14
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02