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Guidelines on risk factors
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Summary
The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset management and investment advisory services, as well as collective management.
Reference texts
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Du 24 novembre 2021 au 11 mars 2024 | Position DOC-2019-14
The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset management and investment advisory services, as well as collective management.
Reference texts
Du 29 novembre 2019 au 23 novembre 2021 | Position DOC-2019-14
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02