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III - Providers
III. 3 - Anti-money laundering and combating the financing of terrorism
Guidelines on risk factors
Guidelines on risk factors
Document
Summary
The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset management and investment advisory services, as well as collective management.
Reference texts
- Articles L. 561-4-1, L. 561-9 and L. 561-10-1 of the French Monetary and Financial Code (in french only)
- Article 320-19 of the General Regulation
- Article 321-146 of the General Regulation
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02