Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
III - Providers
III. 3 - Anti-money laundering and combating the financing of terrorism
Guidelines on due diligence obligations with respect to clients and their beneficial owners
  • Applicable from 29 November 2019
  • Position DOC-2019-16

Guidelines on due diligence obligations with respect to clients and their beneficial owners

Document

Summary

The Guidelines help clarify the due diligence obligations with respect to clients and their beneficial owners set out in Article L. 561-4-1 and following of the Monetary and Financial Code, taking into account the key contributions of the Fourth Directive, in particular strengthening the risk-based approach, the distinction between identifying and verifying the identity of customers, new developments concerning measures for verifying identity, and the introduction of the concept of beneficial owner as a last resort. Special attention is also paid to the use of third-party introduction and outsourcing to comply with AML/CFT obligations.

Reference texts