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III - Providers
III. 1 - Investment services providers
III. 1.2. Organisational rules
  • Applicable from 6 June 2021
  • Position DOC-2021-04

Compliance function requirements

Document

Summary

The AMF applies all the guidelines issued by ESMA on "certain aspects of the MiFID II compliance function requirements" (ESMA-35-36-1952).

Reference texts