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- DOC-2021-04
III - Providers
III. 1 - Investment services providers
III. 1.2. Organisational rules
Compliance function requirements
- Applicable from 6 June 2021
- Position DOC-2021-04
Compliance function requirements
Document
Summary
The AMF applies all the guidelines issued by ESMA on "certain aspects of the MiFID II compliance function requirements" (ESMA-35-36-1952).
Reference texts
Keywords
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02