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IV - Marketing - Customer relationship
IV. 1 - General provisions
  • Applicable from 12 October 2022
  • Position DOC-2022-03

MIFID II appropriateness and execution-only requirements



AMF Position DOC-2022-03 incorporates the ESMA guidelines on “certain aspects of the MiFID II appropriateness and execution-only requirements” (ESMA35-43-3006). The purpose of these Guidelines is to clarify the application of these requirements and foster greater European convergence, by focusing on a number of important issues.

Reference texts