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- DOC-2022-03
IV - Marketing - Customer relationship
IV. 1 - General provisions
MIFID II appropriateness and execution-only requirements
MIFID II appropriateness and execution-only requirements
Document
Summary
AMF Position DOC-2022-03 incorporates the ESMA guidelines on “certain aspects of the MiFID II appropriateness and execution-only requirements” (ESMA35-43-3006). The purpose of these Guidelines is to clarify the application of these requirements and foster greater European convergence, by focusing on a number of important issues.
Reference texts
- Article L. 533-13 II and III of the Monetary and Financial Code (in french only)
- Article 56 of Delegated Regulation (EU) 2017/565
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02