Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
- Home
- Regulation
- Policy
- DOC-2023-01
III - Providers
III. 3 - Anti-money laundering and combating the financing of terrorism
EBA guidelines on policies and procedures in relation to compliance management and the role and responsibilities of the AML/CFT compliance officer
EBA guidelines on policies and procedures in relation to compliance management and the role and responsibilities of the AML/CFT compliance officer
Document
Summary
The AMF applies the guidelines of the European Banking Authority (EBA) on policies and procedures in relation to compliance management and the role and responsibilities of the AML/CFT compliance officer under Article 8 and Chapter VI of Directive (EU) 2015/849.
These guidelines specify the role, tasks and responsibilities of the AML/CFT compliance officer, the management body and senior manager AML/CFT compliance, as well as the internal policies, controls and procedures referred to in Articles 8, 45 and 46 of Directive (EU) 2015/849.
Reference texts
- Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority)
- Articles L. 561-32 to L. 561-35 and L. 561-36, I 2° of the French Monetary and Financial Code (in french only)
Keywords
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02