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IV - Marketing - Customer relationship
IV. 2 - Specific provisions applicable to certain products
Distribution of actively managed certificates (AMC)
Distribution of actively managed certificates (AMC)
Document
Summary
Recommendation DOC-2024-06 recalls certain regulatory requirements applicable to the distribution of actively managed certificates (AMCs) to retail clients and makes recommendations to improve investor protection.
Reference texts
- Article L. 533-11 of the Monetary and Financial Code (in French only)
- Article L. 533-13 of the Monetary and Financial Code (in French only)
- Article L. 541-8-1 of the Monetary and Financial Code (in French only)
- Article D. 533-15-1 of the Monetary and Financial Code (in French only)
- Articles 44 and 50 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
- Article 313-11 of the General Regulation
- Article 313-18 of the General Regulation
- Article 325-12 of the General Regulation
- Article 325-14 of the General Regulation
- Article 325-31 of the General Regulation
Keywords
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02