Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Spot Inspections
Summary of Spot Inspections on MIFID I / MIFID II clients' knowledge and experience
18 October 2018

Summary of Spot Inspections on MIFID I / MIFID II clients' knowledge and experience

As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out new types of inspection, known as SPOT (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices). Today it publishes the summary of five of these inspections, carried out at the beginning of 2018 and focusing on the gathering of information on clients, particularly that relating to their investment knowledge and experience, in application of the rules set out in the European directives MiFID I and MiFID II

10 June 2020
Market transparency, financial research, investor protection: AMF’s proposals for more efficient and competitive markets Market transparency, financial research, investor protection: AMF’s proposals for more efficient and competitive markets
10 June 2020
MiFID Review : AMF’s proposals for more efficient and competitive European markets MiFID Review : AMF’s proposals for more efficient and competitive European markets
27 January 2020
Reviving research in the wake of MiFID II: Observations, issues and recommendations – The AMF publishes the report by Jacqueline Eli-Namer and Thierry Giami Reviving research in the wake of MiFID II: Observations, issues and recommendations – The AMF publishes the report by Jacqueline Eli-Namer and Thierry Giami