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Summary of SPOT inspections on portfolio management
21 May 2019
Summary of SPOT inspections on portfolio management
As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique). Today the AMF publishes a summary of the SPOT inspections carried out in 2018 on portfolio management, on the themes of compliance of discretionary mandates and fees in portfolio management.
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02