Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Summary of SPOT inspections on portfolio management
21 May 2019
Summary of SPOT inspections on portfolio management
As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique). Today the AMF publishes a summary of the SPOT inspections carried out in 2018 on portfolio management, on the themes of compliance of discretionary mandates and fees in portfolio management.
Keywords
On the same topic
05 May 2022
War in Ukraine: the AMF alerts asset management companies War in Ukraine: the AMF alerts asset management companies
04 May 2022
The AMF launches a consultation on the integration of sustainability requirements into its General Regulation The AMF launches a consultation on the integration of sustainability requirements into its General Regulation 13 April 2022
The AMF publishes a summary of its SPOT inspections on post-trade transparency in the bond market The AMF publishes a summary of its SPOT inspections on post-trade transparency in the bond market