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Spot Inspections
Summary of SPOT inspections on portfolio management

Summary of SPOT inspections on portfolio management

As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique). Today the AMF publishes a summary of the SPOT inspections carried out in 2018 on portfolio management, on the themes of compliance of discretionary mandates and fees in portfolio management.

30 April 2020
Summary of SPOT inspections on compliance with the new mifid 2 provisions on portfolio management for third parties Summary of SPOT inspections on compliance with the new mifid 2 provisions on portfolio management for third parties
21 May 2019
The AMF publishes a summary of its thematic review of portfolio management practices The AMF publishes a summary of its thematic review of portfolio management practices