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Summary of SPOT inspections on portfolio management
As part of its new #Supervision2022 strategy, the Autorité des marchés financiers is carrying out briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique). Today the AMF publishes a summary of the SPOT inspections carried out in 2018 on portfolio management, on the themes of compliance of discretionary mandates and fees in portfolio management.
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The AMF publishes a summary of its thematic review of portfolio management practices
The AMF publishes a summary of its thematic review of portfolio management practices