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Policy III - Providers Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Segment information

Instruction DOC-2006-09

Relevant on June 26, 2018

Reference texts

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from November 23, 2006 to January 9, 2008

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from January 10, 2008 to May 2, 2012

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from May 3, 2012 to May 26, 2014

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from May 27, 2014 to December 13, 2017

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from December 14, 2017 to June 25, 2018

Table des matières de la doctrine

Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02