29 October 2021 | Policy | Recommendation DOC-2021-06 … firm's performance, and, on the other hand, related to the actions taken by the entity in light of its commitments, e.g. … |
14 October 2021 | AMF news release | The AMF publishes the initial conclusions of the Climate and Sustainable Finance Commission on the carbon neutrality of companies The report of the AMF’s Climate and Sustainable Finance Commission sheds light on the carbon neutrality approaches of companies, the actions that result from them, and the way to report on the efforts undertaken. The objective is to accompany companies in the development and implementation of their climate strategy, in particular by identifying… … the report: a company reports separately on the different actions taken (reduction of emissions, increase in emissions … on the carbon neutrality approaches of companies, the actions that result from them, and the way to report on the … on the carbon neutrality approaches of companies, the actions that result from them, and the way to report on the … |
14 October 2021 | Report / study | Companies and carbon neutrality: initial conclusions and issues identified The AMF publishes the initial conclusions of the Climate and Sustainable Finance Commission on the carbon neutrality of companies. In a context where a growing number of companies in various sectors are making commitments to carbon neutrality, the report sheds light on the approaches of companies, the actions that result from them, and the… … report sheds light on the approaches of companies, the actions that result from them, and the way to report on the … report sheds light on the approaches of companies, the actions that result from them, and the way to report on the … |
13 September 2021 | Annual Report | 2020 AMF Annual Report The AMF's 2020 Annual Report presents the consequences of the coronavirus epidemic on the AMF's fields of competence, the actions implemented to deal with it, the evolution of the situation, the results obtained and the lessons to draw from it. The key figures and highlights of the year concerning all of the AMF's missions are also presented. … epidemic on the AMF's fields of competence, the actions implemented to deal with it, the evolution of the … epidemic on the AMF's fields of competence, the actions implemented to deal with it, the evolution of the … |
02 August 2021 | Policy | Position - Recommendation DOC-2014-04 Position DOC-2014-04 provides explanations on the definition of marketing in France of units or shares of UCITS and AIFs, and describes the various regimes applicable to marketing of such entities in France. … those of a société anonyme or a société en commandite par actions that issues the financial instruments mentioned at 1 … those of a société anonyme or a société en commandite par actions that issues the financial instruments mentioned at 1 … those of a société anonyme or a société en commandite par actions that issues the financial instruments mentioned at 1 … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over… … Authorities conduct their investigations, enforcement actions and resolutions; and (iv) the French Authorities’ … regarding the conduct of investigations, enforcement actions, and resolutions. 8. “Firm Information” means: (i) … administrative, civil or criminal enforcement or judicial actions or sanctions concerning the Covered Activities of a … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over… … and Regulations in either jurisdiction; and c. Regulatory actions or approvals taken in relation to a Covered Firm by … or systems and control of a Covered Firm; c. Regulatory actions or sanctions, including but not limited to the … possible, will consult with the Requested Authority in any actions or proceedings which seek to safeguard the … |
13 July 2021 | AMF news release | AMF makes proposals for more European supervision and improved regulation The AMF has published its main proposals as part of the European Commission's consultation on supervisory convergence, which was opened until May 2021. The aim of these proposals is to endow ESMA with a greater role in order to achieve harmonised, unified supervision, ensuring a level playing field while minimising the possibility of regulatory… … exercises such as peer reviews or common supervisory actions have reached their limits, since they rely heavily on … |
16 June 2021 | AMF news release | The ACPR and AMF Joint Unit for Insurance, Banking and Retail Investment publishes its 2020 annual report In 2020, in the context of the health crisis, the Joint Unit of the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF) continued to monitor and control commercial practices and to fight against financial scams. Ten years after it was created, the Joint Unit has established itself in the regulatory… … teams have stepped up their prevention and communication actions, particularly on social media. They have published … the promises made to clients. The Joint Unit coordinates actions launched by the authorities to prevent the … |
31 May 2021 | Article | International influence The AMF is actively involved in international and European work and helps to adapt the French regulatory framework. It produces studies and assessments on general stock market trends. … up these initiatives with communication and cooperation actions, and maintain active institutional relations (ESMA, … |