25 June 2021 | Warning | The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so With the objective of protecting investors, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) regularly update their black lists of websites identified as offering investments in the unregulated foreign exchange (Forex) market and in derivative products whose underlying assets include crypto… … derivatives without being authorized to do so … Warning … Retail investors … Journalists … The AMF and the … protection … Forex and binary options … Crypto-assets … Warning … |
24 June 2021 | Warning | The AMF warns the public against Sinclair Upton Capital Management After receiving several complaints from investors, the Autorité des Marchés Financiers (AMF) is warning the public about the activities of Sinclair Upton Capital Management, a company that is offering unauthorised discretionary portfolio management services and financial investment advice in France on its website https://www.sucm.com. … investors, the Autorité des Marchés Financiers (AMF) is warning the public about the activities of Sinclair Upton … investors, the Autorité des Marchés Financiers (AMF) is warning the public about the activities of Sinclair Upton … the public against Sinclair Upton Capital Management … Warning … Retail investors … Journalists … The AMF warns the … |
19 May 2021 | AMF news release | The AMF Ombudsman publishes her 2020 annual report Marielle Cohen-Branche, Ombudsman of the Autorité des Marchés Financiers (AMF), has presented her annual report for the past year at a press conference. With the health crisis and market turmoil, the Ombudsman's office has been very active in responding to a sharp increase in requests. The surge of new retail investors on equity markets was… … Chenot, whose business proposals had been the subject of a warning by the AMF to the public in November 2020. The AMF … |
04 May 2021 | Policy | Instruction DOC-2016-01 … and schedules, alternate locations, and systems for warning or communicating with affected parties. The … and schedules, alternate locations, and systems for warning or communicating with affected parties. The … and schedules, alternate locations, and systems for warning or communicating with affected parties. The … |
26 April 2021 | Ombudsman’s Blog | Stock market orders: when the validity period of an order has an impact on the likelihood of its execution As I have already pointed out, investors should pay close attention to the type of order that they are choosing, whether "market orders”, "limit orders" or "best limit orders". However, in addition to the method they choose, they should also pay attention to its period of validity, which may have an impact on the likelihood of the order being… … in the terms and conditions or by the introduction of warning windows when orders are placed. - investors must be … |
16 April 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines a management company and its directors for breaches of their professional obligations In its decision of 12 April 2021, the Enforcement Committee issued a reprimand to Efigest Conseil. It also imposed a €50,000 fine and a reprimand on Jean-Noël Vignon and a €30,000 fine and a warning on Sylvain Bruley, the company's directors at the time of the events. … a reprimand on Jean-Noël Vignon and a €30,000 fine and a warning on Sylvain Bruley, the company's directors at the … a reprimand on Jean-Noël Vignon and a €30,000 fine and a warning on Sylvain Bruley, the company's directors at the … |
31 March 2021 | Warning | The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so With the objective of protecting investors, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) regularly update their black lists of websites identified as offering investments in the unregulated foreign exchange (Forex) market and in derivative products whose underlying assets include crypto… … derivatives without being authorized to do so … Warning … Journalists … The AMF and the ACPR warn the public … to do so … Savings protection … Forex and binary options … Warning … |
30 March 2021 | Warning | The AMF is warning the public against several companies proposing atypical investments without being authorized to do so The Autorité des Marchés Financiers regularly updates its black lists of new websites and entities proposing atypical investments to investors in France without being authorized to do so. … The AMF is warning the public against several companies proposing … in France without being authorized to do so. The AMF is warning the public against several companies proposing … in France without being authorized to do so. … The AMF is warning the public against several companies proposing … |
25 March 2021 | Enforcement Committee news releases | The AMF Enforcement Committee warns a financial investment advisor for breaches of its professional obligations In its decision of 18 March 2021, the Enforcement Committee issued a warning to La Financière de Diane. … of 18 March 2021, the Enforcement Committee issued a warning to La Financière de Diane. The AMF Enforcement … of 18 March 2021, the Enforcement Committee issued a warning to La Financière de Diane. … The AMF Enforcement … |
24 March 2021 | Ombudsman’s Blog | Preferential subscription right: investors, even non-shareholders, must be properly informed During a corporate action, an account keeper may bring forward the closing date of the subscription period. However, investors must be made well aware of this. How should account keepers provide this information to investors, including non-shareholders, who wish to take part in a capital increase?
That is the question that I'll be answering in… … sent to them. Investors should also pay attention to the warning messages that appear, since this modified timetable … |