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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter IV - Conduct of business rules
Section 2 - Handling and executing orders
Sub-section 2 - Best execution obligation
Paragraph 2 - Execution policy
Article 321-111 from 03/01/2018

Article 321-111 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-111/20180103/notes

Asset management companies shall be required to provide holders of shares or units in the UCITS with the following information about their execution policy in good time, prior to the provision of services:

  1. The relative importance that the asset management company attributes to the factors referred to in I of Article L. 533-22-2-2 of the Monetary and Financial Code based on the criteria referred to in Article 321-110 or the process by which the relative importance of these criteria is determined;

  2. A list of the execution venues in which the asset management company has the most confidence for meeting its obligation to take all reasonable measures to obtain the best execution of the orders passed on behalf of UCITS on a consistent basis.