22 April 2024 | Policy | Instruction DOC-2011-19 … regarding reporting to investors and to the AMF. … Textes de référence … Article 411-1 and the subsequent articles of the … or shareholders. A UCITS may not invest in commodities indices which are not made up of different commodities. The … |
20 December 2023 | Policy | Position - Recommendation DOC-2020-03 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and…… Obligations Collective investments Policy … Textes de référence … Articles L. 533-12, L. 533-22-1 and L. 533-22-2-1 … 26 For example based on the definition used by market indices (e.g. MSCI Emerging markets) AMF … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … met) as well as on internal control procedures. … Textes de référence … Article 311-1 of the General Regulation Article … reliance on a specific category of assets ( e.g. strategy indices or indices for raw materials). European AIFs designed … |
16 February 2023 | Policy | Position DOC-2008-14 … and practical steps in establishing CIS. … Textes de référence … Article L.214-20 of the Monetary and Financial … not by buying or selling fund units but by resorting to indices or assets that behave in the same way as the fund, … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … funds and authorised venture capital funds. … Textes de référence … Article L.533-12 of the Monetary and Financial … future performance; - A formula UCITS or AIF investing in indices or baskets of shares with a dividend waiver shall … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … and for funds that are accessible to the public. … Textes de référence … Article 78 of European directive 2009/65 European … and reward profile” section. CIS exposed to commodity indices must comply with paragraph 43 of the AMF position on … |
26 July 2022 | Policy | Instruction DOC-2010-09 … Direction des relations avec les épargnants 17 place de la Bourse 75082 Paris Cedex 02 AMF Instruction DOC 2010-09 … and medium-term) and money market instruments; Benchmark indices (Euribor, EONIA, ESTER). 7.5 1 C Hybrid/composite … - Sharpe ratio; - total and relative return; - benchmark indices; - investment horizon; - volatility. 8.4 2 C Main … |
21 March 2022 | Policy | Position - Recommendation DOC-2014-06 The AMF recommendation DOC-2014-06 details the expectations of the AMF for the operation and organisation of compliance, risk management, internal monitoring and periodic control functions within asset management companies (AMCs). This guide specifies, notably, how different control functions should be structured and is aimed at AMCs that manage…… a discretionary portfolio management service. … Textes de référence … Articles 38 to 49 of Commission Delegated … resources. For example, single-name CDSs or CDS indices (Traxx type), so long as standardised, may be … |
21 March 2022 | Policy | Instruction DOC-2012-01 Collective investment undertaking management activities and discretionary portfolio management investment services are subject to specific risk management organisation rules (counterparty, liquidity and market risks and operational risk). The instruction DOC-2012-01 defines the permanent risk management function, the procedures for delegation to…… supervision, documentation and filing). … Textes de référence … Articles 313-53-2 to 313-53-7 of the General … the prospectus for the said debt securities. 7 Financial indices here are the indices commonly recognised as being … |
09 December 2021 | Policy | Position DOC-2010-05 … Investment services providers Marketing Policy … Textes de référence … Article L.533-11 to L.533-13 of the Monetary and … be able to be understood via the number of mechanisms. i) Indices commonly accepted as representing a financial … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02