16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … to good practice for drafting commercial documents and marketing financial instruments shall be taken into account … the classes of units or shares depending on the marketing network It is possible to create classes of units or shares reserved for a specific marketing network. It is not necessary that these units … |
16 February 2023 | Policy | Instruction - Position - Recommendation DOC-2019-12 … investors and/or in foreign funds not authorised for marketing in France and/or in complex financial instruments … IN THE MANDATE SIGNED WITH A RETAIL CLIENT Position Direct marketing of banking or financial products When the client … of interest management policy has been established. 3.1. Marketing Position Marketing materials relating to an offer … |
10 February 2023 | News | Marketing of financial products to ageing populations: publication of an independent academic research report on customer relations and sales processes Financed by the European Union through the Technical Support Instrument (TSI), this sociological study was carried out under the scientific direction of the University of Paris-Dauphine and Sciences Po Paris, in cooperation with the Directorate-General for Structural Reform Support (DG Reform) of the European Commission. It explores the…… Marketing of financial products to ageing populations: … banking and insurance and capital markets respectively, on marketing practices for financial products aimed at … internal controls). They also emphasize the need for marketing processes that take the specific characteristics of … |
10 February 2023 | Report / study | Academic report "Marketing practices and ageing populations" Financed by the European Union, this sociological study was carried out under the scientific direction of the University of Paris-Dauphine and Sciences Po Paris to explore the relationship between financial institutions and their ageing clients. The aim of the research was to observe commercial practices in the field, the interactions between…… Academic report "Marketing practices and ageing populations" … Télécharger le … customers, and to understand better their impact on the marketing processes aimed at these ageing populations. Academic report "Marketing practices and ageing populations" … … |
10 January 2023 | Article | Our priorities for Action and Supervision Each year, the AMF publishes its action and supervisory priorities. In 2023, our focus will be on four main areas: promote finance that meets the new expectations of retail investors, take up European and international challenges, develop the regulatory framework for sustainable finance and combat greenwashing, ensure robust and efficient…… via targeted channels. We will take action on the marketing of high-risk offers and increase the impact of … data by trading venues; cross-border activities; For marketing and advisory players: marketing in distributor banking networks and compliance with … |
09 January 2023 | AMF news release | The AMF has published its action and supervisory priorities for 2023 On the occasion of her New Year address to the press, AMF Chair Marie-Anne Barbat-Layani presented the AMF’s priorities for the coming 12 months. These include working to enhance retail investor protection and pursuing its commitment to sustainable finance and financial innovation.… investor profiles. The AMF will take action on the marketing of risky investment offers and promotion on social … and Industrial and Digital Sovereignty on influence marketing. Take up European and international challenges: the … data by trading venues; cross-border activities. … For marketing and advisory players: … marketing in distributor … |
01 January 2023 |
| Article 421-13 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 1 - Marketing procedure in France > Paragraph 2 - Procedure for marketing aifs in france to retail investors… the conditions set forth in an AMF Instruction, prior to marketing units or shares of an AIF under its management and … France or in a third country, the AMF shall only issue the marketing authorisation mentioned in I of this Article on … AMF and the supervisory authority of the AIF. Prior to any marketing, the AIF's key information document, drawn up in … |
01 January 2023 |
| Article 411-132 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 7 - marketing of CIS in france > Sub-section 1 - General rules… 411-126 , and 411-129 to 411-130 shall apply to the marketing of UCITS referred to in Article 411-135 . Prior to any marketing in France, the UCITS mentioned in the first … 411-126 , and 411-129 to 411-130 shall apply to the marketing of UCITS referred to in Article 411-135 . Prior to … |
01 January 2023 |
| Article 422-88 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 1 - Retail investment funds > Sub-section 6 - Marketing of retail investment funds in France… up pursuant to Point I of Article 422-67 to all persons marketing its shares or units or providing advice regarding … up pursuant to Point I of Article 422-67 to all persons marketing its shares or units or providing advice regarding … … Section 1 - Retail investment funds … Sub-section 6 - Marketing of retail investment funds in France … 422-88 … … |
01 January 2023 |
| Article 325-5 Book III - Service providers > Title II - Other service providers > Chapter V - Financial investment advisers > Section 2 - Conduct of business rules > Sub-section 2 - Entering into a new client relationship… the principals for which the adviser carries on a direct marketing business; If the financial investment adviser is … the principals for which the adviser carries on a direct marketing business; If the financial investment adviser is … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02