05 March 2024 | Article | Enforcement Committee The Enforcement Committee, which is made up of judges and professionals, has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene laws and regulations that fall within the jurisdiction of the AMF. It also ratifies settlement agreements and takes part in providing information to… … rules and explain the reasoning, content and purpose of sanctions. Thus informed, professionals are in a better … Avis relatif à la composition de la commission des sanctions de l'Autorité des marchés financiers (publié au JO … … Enforcement Committee … AMF activity … Sanctions & settlements … Institutional … |
27 February 2024 | Enforcement Committee news releases | Appointements to the AMF Enforcement Committee By an order of the Minister for the Economy, Finance and Industrial and Digital Sovereignty dated 13 February 2024, published on 20 February 2024 and by decision of the other competent authorities, the Enforcement Committee of the Autorité des Marchés Financiers (AMF) has been partially renewed. The Committee welcomes 4 new members. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … février 2024 relatif à la composition de la Commission des sanctions de l'Autorité des marchés financiers (in French … the AMF Enforcement Committee … Appointment … Sanctions & settlements … |
02 February 2024 | Enforcement Committee news releases | The AMF Enforcement Committee clears twelve individuals for insider dealing breaches In its decision of 31 January 2024, the Enforcement Committee clears Sergio Val Allue, Francisco Javier Val Aznar, Amir Manuel Chabbar Boudet, Sami Alfredo Chabbar Boudet, Maruan Chabbar Youd, Joaquin Aladren Bueno, Miguel Angel Eusebio Fustero, Francisco Jose Blasco Nonnay, Raul Mora Lopez, Angel Manuel Velazquez Ripoll, Jorge Valls Campos and… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-03 : Décision de la Commission des sanctions du 31 janvier 2024 (In French only) In its decision … individuals for insider dealing breaches … Sanctions & settlements … |
30 January 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines seven people, four for price manipulation and three for failing to comply with reporting obligations In its decision of 24 January 2024, the Enforcement Committee imposed fines of between €400,000 and €2,000,000 on Grantchester Equity Ltd, Mr Miron Leshem, Mr Dirck Van Wylick and Mrs Aude Planche for manipulating the share price of Gour Medical, Umalis Group and/or CIOA, which are listed on Euronext Access. It also imposed fines of between €25… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-02 - Décision de la Commission des sanctions du 24 janvier 2024 à l'égard de la société … failing to comply with reporting obligations … Sanctions & settlements … Disclosure Obligations … |
16 January 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 9 January 2024, the Committee imposed a temporary ban of 2 years on each of the respondents, SPI and its director at the time of the events, Mr Vincent Rhodes, from exercising the activity of financial investment advisor. It also imposed a fine of €20,000 on SPI and €10,000 on Mr Rhodes. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-01 - Décision de la Commission des sanctions du 9 janvier 2024 à l'égard de la société SPI et de … for breach of professional obligations … Sanctions & settlements … Obligations professionnelles … |
27 December 2023 | Enforcement Committee news releases | The AMF Enforcement Committee fines a former manager of a listed company for failing to disclose inside information as soon as possible and for failing to disclose major shareholdings In its decision of 21 December 2023, the Committee imposed a fine of €50,000 on Christophe Sapet, former Chairman of the Management Board of a listed company. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … possible and for failing to disclose major shareholdings … Sanctions & settlements … Disclosure Obligations … |
22 December 2023 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 19 December 2023, the Committee imposed a fine of €15,000 on each of the respondents, Séquence 13 and its director, Jean-Louis Lehmann, and banned them from acting as financial investment advisors for five years. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … and its director for breach of professional obligations … Sanctions & settlements … Obligations professionnelles … Investment advice … |
01 December 2023 | Enforcement Committee news releases | The AMF Enforcement Committee fines Visiomed and its former directors, Éric Sebban and Olivier Hua, for market manipulation. It also fines Negma Group Ltd for breach of its reporting obligations In its decision of 27 November 2023, the Committee imposed fines of €200,000 on Visiomed, of €650,000 on Éric Sebban and of €350,000 on Olivier Hua for disseminating false or misleading information that could have set the price of Visiomed's shares at an abnormal or artificial level. It also imposed a fine of €100,000 on Negma Group Ltd for… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2023-16 : Décision de la Commission des sanctions du 27 novembre 2023 à l'égard des sociétés Visiomed … Ltd for breach of its reporting obligations … Sanctions & settlements … |
23 November 2023 | Enforcement Committee news releases | The AMF Enforcement Committee fines a French tied agent of a Cypriot investment services provider and its manager for breaches of their professional obligations In its decision of 10 November 2023, the Enforcement Committee imposed a fine of €300,000 on France Safe Media (FSM) and banned it from acting as a tied agent and from provinding reception and transmission of orders (RTO) service for 10 years. It also fined its manager, Lior Mattouk, €100,000 and banned him from managing or directing any entity… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2023-15 - Décision de la Commission des sanctions du 10 novembre 2023 à l'égard de la société France … breaches of their professional obligations … Sanctions & settlements … |
22 November 2023 | Enforcement Committee news releases | The AMF Enforcement Committee fines two individuals for insider dealing breaches Please note that the French version of this press release was published on 13 November 2023.
In its decision of 10 November 2023, the Enforcement Committee imposed a fine of €80,000 on Mr Yohann Catherine, the chief operations officer of a listed company at the time of the events, for disclosing two items of inside information concerning the… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … fines two individuals for insider dealing breaches … Sanctions & settlements … |