11 January 2022 | Article | Reporting my transactions during a public offer period The regulations, in short |
05 January 2022 | In-depth | Application of the European regulation on short selling Application of the European regulation on short selling |
09 December 2021 | Policy | Position DOC-2010-05 |
08 June 2021 | Policy | Position - Recommendation DOC-2012-10 Guide relating to employee investment undertakings |
07 June 2021 | Policy | Position DOC-2020-07 Questions & answers on the digital asset service providers regime |
16 March 2021 | Policy | Position - Recommendation DOC-2011-24 A guide to drafting collective investment marketing materials and distributing collective investments |
05 March 2021 | Policy | Position - Recommendation DOC-2011-25 A guide to the monitoring of collective investment undertakings |
07 January 2021 | Bilateral MoU | FCA – 2020 - Multilateral Memorandum of Understanding concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the UK Financial Conduct Authority … such violations, including solicitation practices, mis-selling, handling of investor funds and customer orders, … restricted or imposed conditions on Persons entering into short sales or any other transaction which creates, or … or other restrictions concerning the creation of net short positions or the entering into short selling … |
17 September 2020 | News | ESMA renews its enhanced transparency’s requirement on net short positions ESMA renews its enhanced transparency’s requirement on net short positions |
29 July 2020 | Ombudsman’s Blog | Ban on short selling: who was supposed to apply it and to which securities? Ban on short selling: who was supposed to apply it and to which securities? |
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