22 September 2014 | Report / study | Key figures for asset management in 2013: 15,028 direct jobs The 2013 statistics for asset management in France point to a thriving industry, boasting more than 600 management companies, EUR 2.8 trillion in assets under management (AuM) and over 15,000 direct jobs. Boutique investment houses make up the majority of firms and supply much of the driving force. Read on for a close-up look at the management…… investment management companies. … Source … As part of its supervision of the asset management sector, the AMF receives … business conducted in France. The AMF's Authorisation and Supervision Directorate uses this information to perform … |
10 September 2014 | Policy | Position DOC-2013-06 This page is not available in English at the moment… by a third party custodian which is subject to prudential supervision, and which is unrelated to the provider of the … are with credit institutions subject to prudential supervision and the UCITS is able to recall at any time the … |
01 August 2014 | Policy | Position DOC-2012-17 … following a risk-based approach, in the course of on-going supervision 11.2. Supporting guidelines Article 7 of MiFID … provider. The AMF shall also, as part of its ongoing supervision and following a risk based approach, assess and … End of applicability on 05 June 2021 |
30 June 2014 | Multilateral MoU | Understanding concerning supervision of LCH.Clearnet SA among the U.S. Commodity Futures Trading Commission, French Autorité des marchés financiers, and French Autorité de contrôle prudentiel … Understanding concerning supervision of LCH.Clearnet SA among the U.S. Commodity … … Télécharger le contenu Understanding concerning supervision of LCH.Clearnet SA among the U.S. Commodity … … Understanding concerning supervision of LCH.Clearnet SA among the U.S. Commodity … |
16 June 2014 |
| Article 541-12 Book V - Market infrastructures > Title IV - Clearing houses > Chapter I - Common provisions > Section 3 - Issuance of professional licences to certain clearing house staff… financial year. This report includes: A description of how supervision and monitoring are organised; A description of … financial year. This report includes: A description of how supervision and monitoring are organised; A description of … |
16 June 2014 |
| Article 541-16 Book V - Market infrastructures > Title IV - Clearing houses > Chapter I - Common provisions > Section 4 - Clearing house participation conditions… home State to rules governing the conduct of clearing and supervision that are equivalent to those in effect in France. … home State to rules governing the conduct of clearing and supervision that are equivalent to those in effect in France. … |
14 April 2014 | Bilateral MoU | ASIC - 2013 - MoU in relation to assistance and mutual cooperation 2013 - Memorandum of Understanding in relation to assistance and mutual cooperation between Autorité des marchés financiers (AMF) and Australian Securities and Investments Commission (ASIC)… means any person whose activities subject it to the supervision, oversight and/or authorisation or registration … for registration or authorisation and to ongoing supervision and oversight of regulated persons who are … means any person whose activities subject it to the supervision, oversight and/or authorisation or registration … |
21 December 2013 |
| Article 421-17 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 2 - Procedure for marketing AIFs in an EU Member State other than France > Paragraph 2 - Procedure for an asset management company to market third country AIFs to professional…… h) of Article 421-16 shall be subject to the laws and supervision of the host Member States of the asset management … h) of Article 421-16 shall be subject to the laws and supervision of the host Member States of the asset management … |
21 December 2013 |
| Article 421-20 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 2 - Procedure for marketing AIFs in an EU Member State other than France > Paragraph 3 - Procedure for marketing AIFs established in an EU member state, managed by an AIF manager…… h) of Article 421-19 shall be subject to the laws and supervision of the host Member States of the AIF manager. … … h) of Article 421-19 shall be subject to the laws and supervision of the host Member States of the AIF manager. … … |
21 December 2013 |
| Article 421-23 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 2 - Procedure for marketing AIFs in an EU Member State other than France > Paragraph 4 - Procedure for marketing third country AIFs in an eu member state other than France by a…… h) of Article 421-22 shall be subject to the laws and supervision of the host Member States of the AIF manager. … … h) of Article 421-22 shall be subject to the laws and supervision of the host Member States of the AIF manager. … … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02