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- GR into force since 02/11/2024
- Article 325-20
General regulation of the AMF
Article 325-20 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/325-20/20180608/notes
Article 325-20
I. - Where financial investment advisers employ several persons especially for their advisory activity, they shall adopt an organisational structure and written procedures that enable them to conduct their business in compliance with applicable laws, regulations and ethical provisions.
For the purposes of the previous paragraph, financial investment advisers shall take into account their size and internal organisation, as well as the nature, scale and complexity of their business.
II. - Financial investment advisers who are natural persons and natural persons empowered to manage or administer legal entities authorised to act as financial investment advisers shall commit sufficient time to perform their functions.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02