26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - … I am delighted to see so many of you here for the AMF's annual New Year address in Paris. This is the second … announced Act II of the 2015 law on economic growth and activity. Bruno Le Maire has announced his intention to … |
18 January 2024 | AMF news release | The AMF publishes its action plan and supervisory priorities for 2024 Marie-Anne Barbat-Layani, Chairwoman of the Autorité des marchés financiers (AMF), outlined the AMF’s priorities for the coming twelve months to the press, in line with the “Impact 2027” strategic guidelines defined in 2023. All these priorities reflect the AMF’s commitment to strive each day to protect investors and enhance the attractiveness of…… The AMF publishes its action plan and supervisory priorities for … be dynamic, innovative, responsible and exemplary. The AMF will help to achieve this.” These are the words of … its performance, the AMF will continue the overhaul of its activity and performance indicators which began in 2023, in … |
16 January 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 9 January 2024, the Committee imposed a temporary ban of 2 years on each of the respondents, SPI and its director at the time of the events, Mr Vincent Rhodes, from exercising the activity of financial investment advisor. It also imposed a fine of €20,000 on SPI and €10,000 on Mr Rhodes.… AMF Enforcement Committee fines a financial investment … receive funds other than those intended to remunerate its activity. The Committee then found that SPI had failed to … and regulations that fall within the jurisdiction of the AMF. It ratifies settlement agreements signed by the … |
15 January 2024 | News | Market manipulation identified and reported by the AMF sanctioned by the Paris Tribunal Correctionnel The Paris Tribunal Correctionnel (Criminal Court) has sanctioned a market manipulation case reported to the Financial Prosecutor (Parquet national financier) by the AMF. The court also approved four plea bargains (“Comparution sur reconnaissance préalable de culpabilité”, or “CRPC”). The AMF, which had joined the proceedings as a civil party, was…… Market manipulation identified and reported by the AMF sanctioned by the Paris Tribunal Correctionnel … On … back to 2018. This judgment follows a report filed by the AMF to the Financial Prosecutor on 20 November 2020, exposing … suspended ban on the order reception and transmission activity; for Mr Jean-Marc Etienne: a 10-month suspended … |
01 January 2024 | Policy | Instruction DOC-2019-24 … of the French Monetary and Financial Article 721-4 GR AMF Book 7 Instruction Digital assets service providers - … Code (in French only) Article 721-1-2 to 721-1-3 of the AMF General Regulation (in French only) Article 721-4 of the … to investigate in the event of an incident or fraudulent activity. 1.1.2. Document purpose The purpose of this … |
01 January 2024 | Policy | Instruction DOC-2019-23 … … Fintech Crypto-assets Regulatory developments Policy AMF instruction DOC-2019-23 specifies the information to be … systems. … Textes de référence … Article 721-1 GR AMF Article 722-9 GR AMF Article 721-6 GR AMF Book 7 … for the first two years (or the next two years if the activity is pre-existing) and of the corresponding payroll, … |
01 January 2024 | Policy | Position - Recommendation DOC-2006-23 … 2006 This translation is for information purposes only 1/4 AMF Position n° 2006-23 Questions and answers on the rules … and Financial Code and articles 325-3 and 325-4 of the AMF General Regulation 1. Scope of the status of financial … a natural person or legal entity to market its advice activity? … |
20 December 2023 | Policy | Position - Recommendation DOC-2020-03 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and…… This translation is for information purposes only 1/15 AMF POSITION/RECOMMENDATION DOC-2020-03 INFORMATION TO BE … and Financial Code and Articles 411-126 and 421-25 of the AMF General Regulation 1. CONTEXT Since the start of 2019, … of cases, the use of a filter excluding certain sectors of activity cannot be considered sufficient to make … |
19 December 2023 | Public statements | Closing speech by Marie-Anne Barbat-Layani, AMF Chair - 20 years of the Autorité des Marchés Financiers - Thursday 23 November 2023 … Closing speech by Marie-Anne Barbat-Layani, AMF Chair - 20 years of the Autorité des Marchés Financiers - … who, each in their own way, retraced the history of the AMF and helped to outline the issues that will guide our … a common language beforehand. What is a sustainable activity? What is a sustainable investment? And how can you … |
14 December 2023 | Policy | Recommendation DOC-2012-02 … presentation of the recommendations contained in the AMF annual reports … Executive & other private individuals … presentation of the recommendations contained in the AMF annual reports Corporate governance and executive … by the board; - give a complete overview of the board’s activity; - disclose the directors’ attendance rate at board … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02