23 June 2021 | Policy | Instruction DOC-2014-02 … in Instruction n° 2011-20 for retail investment funds, professional investment funds and funds of alternative funds, … for real estate collective investment undertakings and professional real estate collective investment undertakings … defined by the chart of accounts and including the certification issued by the statutory auditor; • any material … |
23 April 2021 |
| Article 312-5 Book III - Service providers > Title I - Investment services providers > Chapter II - Organisational rules > Section 2 - Verification of the knowledge of specified persons… Article 312-5 … I. - The AMF has formed a Financial Skills Certification Board. the Financial Skills Certification Board … at the request of the AMF concerning certification of the professional knowledge of natural persons acting under the … least four members named by the AMF on the basis of their professional skills, after consulting with the main … |
23 April 2021 |
| Article 318-9 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter III - Organisational rules > Section 4 - Verification of the knowledge of specified persons… ability to organise examinations, the verification of the professional knowledge of the physical persons under their … referred to in Article 318-7 (II) ; the Financial Skills Certification Board mentioned in Article 312-5 shall also … ability to organise examinations, the verification of the professional knowledge of the physical persons under their … |
23 April 2021 |
| Article 321-39 Book III - Service providers > Title I ter - Asset management companies of UCITS > Chapter III - Organisational rules > Section 4 - Verification of the knowledge of specified persons… ability to organise examinations, the verification of the professional knowledge of the physical persons under their … referred to in Article 321-37 (II) ; the Financial Skills Certification Board mentioned in Article 312-5 shall also … ability to organise examinations, the verification of the professional knowledge of the physical persons under their … |
23 April 2021 |
| Article 325-26 Book III - Service providers > Title II - Other service providers > Chapter V - Financial investment advisers > Section 3 - Organisational rules > Sub-section 1 - General provisions… to organise examinations, the verification of their professional knowledge or that of the physical persons under … to in Article 325-24 (I) ; I. - The Financial Skills Certification Board mentioned in Article 312-5 shall also … to organise examinations, the verification of their professional knowledge or that of the physical persons under … |
05 March 2021 | Policy | Instruction DOC-2019-04 … the AMF General Regulation prior to marketing in France to professional (Article 421-1) and retail (Article 421-13) … whether it can start marketing a SCPI, SEF or GFI to professional clients, also applies to applications to market … summary documents set out in the chart of accounts and the certification issued by the statutory auditor; • any … |
01 March 2021 | AMF news release | The AMF announces the new composition of the Financial Skills Certification Board The system for verifying the level of knowledge of employees of investment services providers and financial investment advisers relies on the services of the AMF and the Financial Skills Certification Board (HCCP). The HCCP, chaired by Jacqueline Eli-Namer, has been partially renewed.… AMF announces the new composition of the Financial Skills Certification Board … The HCCP's tasks … Created in 2009, the … at the request of the AMF on the system for verifying professional skills. Its opinions enable the AMF to: define … 2020, nearly 90,000 people sat and successfully passed the professional certification exam with one of the 14 training … |
10 February 2021 | AMF news release | The AMF tightens the professional certification requirements for sustainable finance Acting on a proposal by the Financial Skills Certification Board (HCCP), the AMF has decided to create a module for verifying the knowledge of professionals in green and responsible finance, and to give greater weight to these issues in the general examination for AMF certification.… The AMF tightens the professional certification requirements for sustainable finance … … 31 December 2020, nearly 90,000 people sat and passed the professional certification examination with one of the 14 … |
23 November 2020 | Policy | Instruction DOC-2020-04 … Requirements applicable to professional associations of financial investment advisors … Investment services providers Investment advice Professional certification Policy … Textes de référence … Articles 325-36, … |
16 July 2020 | Professional guide | Guide on the AMF Examination and the test of minimum knowledge This guide informs you of the procedures for testing the minimum knowledge of the professionals concerned.… on the AMF Examination and the test of minimum knowledge … Professional guide … Investment services providers … … on the AMF Examination and the test of minimum knowledge … Professional certification … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02