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Article 325-7 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-7/20071231/notes

Advice to the client shall be formalised in a written report giving reasons for the adviser's proposals and stating the attendant advantages and risks.

The adviser's proposals shall be predicated on:

  1. an assessment of the client's financial situation and experience in financial matters;

  2. the client's investment objectives.

These two items shall be set forth in the report in a detailed manner appropriate to the client's status as an individual or legal entity.