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- GR into force from 22/04/2018 to 07/06/2018
- Article 325-7
General regulation of the AMF
Article 325-7 into force from to
- Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-7/20071231/notes
Article 325-7
Advice to the client shall be formalised in a written report giving reasons for the adviser's proposals and stating the attendant advantages and risks.
The adviser's proposals shall be predicated on:
an assessment of the client's financial situation and experience in financial matters;
the client's investment objectives.
These two items shall be set forth in the report in a detailed manner appropriate to the client's status as an individual or legal entity.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02