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Titre clair et concis du tableau27 October 2022 | Article | Photos & CVs Philippe played an active part in numerous working groups and market bodies dealing with MiFID issues |
21 October 2022 | AMF news release | Significant drop in the number of active retail investors amid a stock market downturn The AMF's Active Retail Investor Dashboard shows the number of individuals who made at least one purchase or sale in equities in the third quarter of 2022 has declined by one third compared to the second quarter. (MiFID2) came into force in January 2018. It makes it possible to monitor the evolution of individual |
14 October 2022 | Public statements | Speech by Benoît de Juvigny, AMF Secretary General - AFME’s 6th Annual European Compliance and Legal Conference – 13 October 2022, Amsterdam competition between venues. The tick size regime introduced in 2018 by MiFID 2 is, to us, one example |
12 October 2022 | Policy | Position DOC-2022-03 AMF Position DOC-2022-03 incorporates the ESMA guidelines on “certain aspects of the MiFID II appropriateness and execution-only requirements” (ESMA35-43-3006). The purpose of these Guidelines is to clarify the application of these requirements and foster greater European convergence, by focusing on a number of important issues. MIFID II appropriateness and execution-only requirements |
11 October 2022 | AMF news release | The AMF awards its 2022 prize for young researchers in economics The AMF launched the Young Researcher Award in 2015 to support academic research on topics related to regulation and the financial markets. The AMF prize rewards two researchers this year: Hava Orkut, Associate Professor in Finance at EM Strasbourg Business School, and Noémie Pinardon-Touati, Assistant Professor in the Economics Department at… the responses to MiFID questionnaires. Hava Orkut's work can be found at the following address: https://www.em |
21 September 2022 | Ombudsman’s Blog | Alert in the event of a 10% fall in the value of a leveraged financial instrument: an obligation for the intermediary The MiFID II Directive came into force on 3 January 2018, establishing new measures designed to enhance investor information and protection. One of these measures is still not very well known: the obligation for financial intermediaries to alert retail investors in the event of a 10% fall in the value of a leveraged financial instrument. Regulation (EU) 2017/565 is adopted pursuant to Article 25.6 of Directive 2014/65/EU (MiFID II). The latter |
12 August 2022 | News | Sustainability requirements in the distribution of financial instruments: update on upcoming legislation and its implementation dates On 2 August 2022, Delegated Regulation (EU) 2021/1253 comes into force, amending the MiFID II framework by introducing sustainability preferences. Further legislation will subsequently come into force, affecting not only investment services providers (ISPs) from 22 November 2022, but also financial investment advisers (FIAs) from 1 January 2023. Amendment of MiFID II delegated acts for ISPs |
19 July 2022 | AMF news release | The AMF has published a study of the profile of participants and their positions in the Matif agricultural commodities derivatives market The Autorité des Marchés Financiers (AMF) has analysed the positions of participants trading on the Matif, the main agricultural commodity derivatives market in Europe, under its supervision. The analysis shows that commercial players play a dominant role in the wheat, corn and rapeseed markets. The rules on markets in financial instruments (MiFID II) impose reporting obligations |
19 July 2022 | Report / study | Analysis of MIFID II position data on commodity derivatives: who are the market participants and what is their weight in the Matif grain derivatives segment? This study aims to improve our understanding of the weight of the various types of end clients in the wheat, corn and rapeseed markets, placing particular emphasis on the distinction between financial operators (investment firms, funds and other financial institutions) and commercial undertakings (notably farmers, storage … Analysis of MIFID II position data on commodity derivatives: who are the market participants |
08 July 2022 | AMF news release | The AMF publishes a summary of its SPOT inspections on the theme of best execution in asset management companies After a series of short thematic inspections concerning best selection and best execution obligations, the AMF is asking asset management companies to improve their arrangements in this area, and in particular to specify their policy and the procedures which govern best execution and how quality of execution is monitored, and to strength their… Since November 2007, in accordance with the Markets in Financial Instruments Directive (MiFID |
